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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 49 Institutional holders with a total value of $148,203,964.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,791,951 46,860,000 31.62%
2 BRINKER CAPITAL INC 811,551 21,222,000 14.32%
3 Pictet North America Advisors SA 748,524 19,574,000 13.21%
4 Evensky & Katz LLC 379,914 9,934,000 6.70%
5 BANK OF AMERICA CORP /DE/ 288,841 7,553,000 5.10%
6 LPL Financial LLC 243,420 6,365,000 4.29%
7 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 237,398 6,208,000 4.19%
8 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 237,398 6,208,000 4.19%
9 FIFTH THIRD BANCORP 169,791 4,440,000 3.00%
10 Chicago Partners Investment Group LLC 109,592 2,866,000 1.93%
11 Concert Wealth Management Inc. 79,508 2,076,000 1.40%
12 UBS Group AG 66,837 1,748,000 1.18%
13 MSI Financial Services Inc 59,339 1,552,000 1.05%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 39,355 1,029,000 0.69%
15 Virtu Financial LLC 39,081 1,022,000 0.69%
16 RETIREMENT DESIGN & MANAGEMENT INC /ADV 38,895 1,017,000 0.69%
17 Virtu KCG Holdings LLC 32,265 844,000 0.57%
18 JANE STREET GROUP, LLC 26,328 688,000 0.46%
19 Bank Pictet & Cie (Europe) AG 22,686 593,000 0.40%
20 CITIGROUP INC 20,866 545,000 0.37%
21 J.P. Morgan Private Wealth Advisors LLC 20,600 539,000 0.36%
22 RAYMOND JAMES & ASSOCIATES 20,582 538,000 0.36%
23 WELLS FARGO & COMPANY/MN 20,530 537,000 0.36%
24 Commonwealth Equity Services, Inc 14,741 385,000 0.26%
25 ROYAL BANK OF CANADA 14,531 380,000 0.26%
26 WHITTIER TRUST CO OF NEVADA INC 13,636 356,000 0.24%
27 VSR Financial Services, Inc. 12,448 326,000 0.22%
28 SILVERCREST ASSET MANAGEMENT GROUP LLC 12,385 324,000 0.22%
29 JPMORGAN CHASE & CO 11,727 307,000 0.21%
30 NEXT Financial Group, Inc 11,340 297,000 0.20%
31 HUNTINGTON NATIONAL BANK 10,961 287,000 0.19% PRN
32 NORTHERN CAPITAL MANAGEMENT LLC 10,690 280,000 0.19%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,400 246,000 0.17% Call
34 Investors Capital Advisory Services 8,698 227,000 0.15%
35 DEUTSCHE BANK AG\ 8,523 222,000 0.15%
36 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,870 127,000 0.09%
37 AMERICAN INTERNATIONAL GROUP, INC. 4,450 116,367 0.08%
38 Genesis Wealth Advisors, LLC 4,000 106,720 0.07%
39 PNC FINANCIAL SERVICES GROUP, INC. 3,532 92,000 0.06%
40 B. Riley Wealth Management, Inc. 2,215 57,000 0.04%
41 NATIONAL PLANNING CORP 1,950 49,569 0.03%
42 Regal Investment Advisors LLC 750 20,000 0.01%
43 ENVESTNET ASSET MANAGEMENT INC 527 14,000 0.01%
44 NEW ENGLAND SECURITIES CORP /MA/ 513 13,000 0.01%
45 Orion Porfolio Solutions, LLC 186 5,000 0.00%
46 Creative Planning 160 4,000 0.00%
47 PACIFIC FINANCIAL GROUP INC 119 3,000 0.00%
48 Stratos Wealth Partners, LTD. 50 1,308 0.00%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.