Dark
Light
System
Security
GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 34 Institutional holders with a total value of $62,797,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,344,668 29,623,000 47.17%
2 LPL Financial LLC 364,856 7,936,000 12.64%
3 Evensky & Katz LLC 246,701 5,434,000 8.65%
4 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 197,889 4,359,000 6.94%
5 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 197,889 4,359,000 6.94%
6 JANE STREET GROUP, LLC 101,775 2,242,000 3.57%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 64,813 1,429,000 2.28%
8 Virtu Financial LLC 57,998 1,279,000 2.04%
9 Virtu KCG Holdings LLC 45,045 992,000 1.58%
10 BANK OF AMERICA CORP /DE/ 35,104 774,000 1.23%
11 CITADEL ADVISORS LLC 32,015 706,000 1.12%
12 MSI Financial Services Inc 21,553 475,000 0.76%
13 WELLS FARGO & COMPANY/MN 20,001 441,000 0.70%
14 FIFTH THIRD BANCORP 17,790 392,000 0.62%
15 CARDAN CAPITAL PARTNERS, LLC 17,145 378,000 0.60%
16 UBS Group AG 14,990 330,000 0.53%
17 NORTHERN CAPITAL MANAGEMENT LLC 14,875 328,000 0.52%
18 VSR Financial Services, Inc. 13,984 308,000 0.49%
19 WHITTIER TRUST CO OF NEVADA INC 10,000 220,000 0.35%
20 ROYAL BANK OF CANADA 7,040 155,000 0.25%
21 IFP ADVISORS, INC 5,253 116,000 0.18%
22 Chicago Partners Investment Group LLC 3,990 88,000 0.14%
23 KRILOGY FINANCIAL LLC 3,640 80,000 0.13%
24 PNC FINANCIAL SERVICES GROUP, INC. 3,532 78,000 0.12%
25 EDMOND DE ROTHSCHILD HOLDING S.A. 3,480 77,000 0.12%
26 CITIGROUP INC 3,312 73,000 0.12%
27 NEXT Financial Group, Inc 2,400 52,000 0.08%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,249 28,000 0.04%
29 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 754 17,000 0.03%
30 GENEOS WEALTH MANAGEMENT INC. 560 12,000 0.02%
31 Sandy Spring Bank 302 7,000 0.01%
32 AMERICAN INTERNATIONAL GROUP, INC. 250 6,000 0.01%
33 Orion Porfolio Solutions, LLC 139 3,000 0.00%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.