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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 43 Institutional holders with a total value of $135,294,409.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,618,337 42,466,000 31.39%
2 Pictet North America Advisors SA 764,256 20,054,000 14.82%
3 BRINKER CAPITAL INC 727,752 19,096,000 14.11%
4 Evensky & Katz LLC 353,094 9,265,000 6.85%
5 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 237,398 6,229,000 4.60%
6 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 237,398 6,229,000 4.60%
7 LPL Financial LLC 231,468 6,076,000 4.49%
8 BANK OF AMERICA CORP /DE/ 169,603 4,451,000 3.29%
9 FIFTH THIRD BANCORP 144,103 3,781,000 2.79%
10 Concert Wealth Management Inc. 75,371 1,977,000 1.46%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 64,820 1,701,000 1.26%
12 JANE STREET GROUP, LLC 61,400 1,611,000 1.19%
13 MSI Financial Services Inc 61,381 1,611,000 1.19%
14 UBS Group AG 59,572 1,563,000 1.16%
15 MANAGED ACCOUNT ADVISORS LLC 45,554 1,195,000 0.88%
16 Chicago Partners Investment Group LLC 42,455 1,110,000 0.82%
17 ROYAL BANK OF CANADA 35,520 932,000 0.69%
18 Virtu Financial LLC 28,357 744,000 0.55%
19 RETIREMENT DESIGN & MANAGEMENT INC /ADV 24,086 632,000 0.47%
20 WELLS FARGO & COMPANY/MN 20,530 539,000 0.40%
21 Virtu KCG Holdings LLC 18,649 489,000 0.36%
22 NORTHERN CAPITAL MANAGEMENT LLC 15,795 414,000 0.31%
23 VSR Financial Services, Inc. 14,623 384,000 0.28%
24 Commonwealth Equity Services, Inc 13,652 358,000 0.26%
25 CITIGROUP INC 12,669 332,000 0.25%
26 RAYMOND JAMES & ASSOCIATES 12,553 329,000 0.24%
27 SILVERCREST ASSET MANAGEMENT GROUP LLC 12,385 325,000 0.24%
28 WHITTIER TRUST CO OF NEVADA INC 11,480 301,000 0.22%
29 NEXT Financial Group, Inc 11,422 299,000 0.22%
30 Investors Capital Advisory Services 8,708 228,000 0.17%
31 HUNTINGTON NATIONAL BANK 8,561 225,000 0.17%
32 Genesis Wealth Advisors, LLC 4,000 105,000 0.08%
33 PNC FINANCIAL SERVICES GROUP, INC. 3,532 92,000 0.07%
34 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,426 63,000 0.05%
35 AMERICAN INTERNATIONAL GROUP, INC. 854 22,409 0.02%
36 Regal Investment Advisors LLC 680 18,000 0.01%
37 Creative Planning 565 15,000 0.01%
38 BANK OF MONTREAL /CAN/ 435 11,000 0.01%
39 Sandy Spring Bank 302 8,000 0.01%
40 B. Riley Wealth Management, Inc. 300 7,000 0.01%
41 Orion Porfolio Solutions, LLC 234 6,000 0.00%
42 ASSETMARK, INC 31 1,000 0.00%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.