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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 37 Institutional holders with a total value of $79,731,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,629,454 37,836,000 47.45%
2 LPL Financial LLC 399,732 9,078,000 11.39%
3 Evensky & Katz LLC 276,360 6,417,000 8.05%
4 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 209,903 4,874,000 6.11%
5 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 209,903 4,874,000 6.11%
6 CITADEL ADVISORS LLC 117,038 2,718,000 3.41%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 101,426 2,356,000 2.95%
8 JANE STREET GROUP, LLC 91,657 2,128,000 2.67%
9 BANK OF AMERICA CORP /DE/ 66,951 1,554,000 1.95%
10 FIFTH THIRD BANCORP 40,133 932,000 1.17%
11 NORTHERN CAPITAL MANAGEMENT LLC 39,915 927,000 1.16%
12 Virtu Financial LLC 39,314 913,000 1.15%
13 MSI Financial Services Inc 36,077 838,000 1.05%
14 Concert Wealth Management Inc. 24,881 580,000 0.73%
15 UBS Group AG 22,627 525,000 0.66%
16 WELLS FARGO & COMPANY/MN 21,212 493,000 0.62%
17 Virtu KCG Holdings LLC 16,751 389,000 0.49%
18 VSR Financial Services, Inc. 14,528 337,000 0.42%
19 ROYAL BANK OF CANADA 13,514 314,000 0.39%
20 CARDAN CAPITAL PARTNERS, LLC 13,466 313,000 0.39%
21 Raymond James Financial Services Advisors, Inc. 10,863 252,000 0.32%
22 WHITTIER TRUST CO OF NEVADA INC 10,000 232,000 0.29%
23 IFP ADVISORS, INC 6,391 148,000 0.19%
24 NEXT Financial Group, Inc 5,900 136,000 0.17%
25 Chicago Partners Investment Group LLC 4,913 114,000 0.14%
26 CITIGROUP INC 4,271 99,000 0.12%
27 KRILOGY FINANCIAL LLC 4,240 98,000 0.12%
28 PNC FINANCIAL SERVICES GROUP, INC. 3,707 86,000 0.11%
29 EDMOND DE ROTHSCHILD HOLDING S.A. 3,480 81,000 0.10%
30 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,248 29,000 0.04%
31 Crosspoint Capital Strategies, LLC 750 20,000 0.03%
32 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 750 17,000 0.02%
33 Sandy Spring Bank 302 7,000 0.01%
34 AMERICAN INTERNATIONAL GROUP, INC. 250 6,000 0.01%
35 Tower Research Capital LLC (TRC) 200 5,000 0.01%
36 Orion Porfolio Solutions, LLC 234 5,000 0.01%
37 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.