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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 35 Institutional holders with a total value of $16,952,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 159,063 3,523,000 20.78%
2 MORGAN STANLEY 144,887 3,213,000 18.95%
3 SUSQUEHANNA INTERNATIONAL GROUP, LLP 87,146 1,933,000 11.40%
4 Virtu KCG Holdings LLC 48,214 1,069,000 6.31%
5 ROYAL BANK OF CANADA 39,642 879,000 5.19%
6 CITADEL ADVISORS LLC 38,812 861,000 5.08%
7 JANE STREET GROUP, LLC 37,505 832,000 4.91%
8 SG Americas Securities, LLC 23,510 521,000 3.07%
9 SOCIETE GENERALE 23,510 521,000 3.07%
10 WELLS FARGO & COMPANY/MN 20,001 444,000 2.62%
11 Virtu Financial LLC 17,087 379,000 2.24%
12 CARDAN CAPITAL PARTNERS, LLC 15,962 354,000 2.09%
13 NORTHERN CAPITAL MANAGEMENT LLC 14,875 330,000 1.95%
14 Raymond James Financial Services Advisors, Inc. 14,260 316,000 1.86%
15 Evensky & Katz LLC 11,635 258,000 1.52%
16 FIFTH THIRD BANCORP 11,385 253,000 1.49%
17 UBS Group AG 10,819 240,000 1.42%
18 BANK OF AMERICA CORP /DE/ 10,157 226,000 1.33%
19 WHITTIER TRUST CO OF NEVADA INC 10,000 222,000 1.31%
20 IFP ADVISORS, INC 5,232 116,000 0.68%
21 PNC FINANCIAL SERVICES GROUP, INC. 3,532 78,000 0.46%
22 EDMOND DE ROTHSCHILD HOLDING S.A. 3,480 77,000 0.45%
23 Chicago Partners Investment Group LLC 3,106 69,000 0.41%
24 KRILOGY FINANCIAL LLC 2,925 65,000 0.38%
25 ADVISOR GROUP, INC. 1,702 37,000 0.22%
26 MSI Financial Services Inc 1,644 36,000 0.21%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,249 28,000 0.17%
28 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 754 17,000 0.10%
29 Orion Porfolio Solutions, LLC 741 16,000 0.09%
30 CITIGROUP INC 700 16,000 0.09%
31 NEXT Financial Group, Inc 400 8,000 0.05%
32 Sandy Spring Bank 302 7,000 0.04%
33 Advisory Services Network, LLC 250 6,000 0.04%
34 GENEOS WEALTH MANAGEMENT INC. 100 2,000 0.01%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.