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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 29 Institutional holders with a total value of $7,406,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 49,642 1,193,000 16.11%
2 SG Americas Securities, LLC 39,411 947,000 12.79%
3 CITADEL ADVISORS LLC 33,935 815,000 11.00%
4 ROYAL BANK OF CANADA 32,987 793,000 10.71%
5 WELLS FARGO & COMPANY/MN 20,001 481,000 6.49%
6 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,764 475,000 6.41%
7 CARDAN CAPITAL PARTNERS, LLC 16,781 403,000 5.44%
8 JANE STREET GROUP, LLC 13,354 321,000 4.33%
9 Virtu KCG Holdings LLC 12,870 309,000 4.17%
10 LPL Financial LLC 11,131 269,000 3.63%
11 Raymond James Financial Services Advisors, Inc. 8,729 210,000 2.84%
12 TWO SIGMA SECURITIES, LLC 8,482 204,000 2.75%
13 FIFTH THIRD BANCORP 8,235 198,000 2.67%
14 UBS Group AG 7,841 189,000 2.55%
15 IFP ADVISORS, INC 5,302 127,000 1.71%
16 BANK OF AMERICA CORP /DE/ 4,334 104,000 1.40%
17 PNC FINANCIAL SERVICES GROUP, INC. 3,532 84,000 1.13%
18 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 2,265 54,000 0.73%
19 MSI Financial Services Inc 1,570 38,000 0.51%
20 ADVISOR GROUP, INC. 1,588 38,000 0.51%
21 KRILOGY FINANCIAL LLC 1,453 35,000 0.47%
22 Evensky & Katz LLC 1,422 34,000 0.46%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,051 25,000 0.34%
24 NEXT Financial Group, Inc 900 22,000 0.30%
25 ENVESTNET ASSET MANAGEMENT INC 710 17,000 0.23%
26 CITIGROUP INC 700 17,000 0.23%
27 GENEOS WEALTH MANAGEMENT INC. 100 2,000 0.03%
28 IHT WEALTH MANAGEMENT, LLC 100 2,000 0.03%
29 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.