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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 35 Institutional holders with a total value of $75,973,211.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,618,112 37,605,000 49.50%
2 Evensky & Katz LLC 312,692 7,266,000 9.56%
3 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 241,647 5,616,000 7.39%
4 NEW YORK LIFE INVESTMENT MANAGEMENT LLC 241,647 5,616,000 7.39%
5 LPL Financial LLC 202,634 4,883,000 6.43%
6 BANK OF AMERICA CORP /DE/ 87,519 2,033,000 2.68%
7 SUSQUEHANNA INTERNATIONAL GROUP, LLP 68,981 1,603,000 2.11%
8 NORTHERN CAPITAL MANAGEMENT LLC 67,925 1,579,000 2.08%
9 JANE STREET GROUP, LLC 58,312 1,355,000 1.78%
10 FIFTH THIRD BANCORP 48,538 1,128,000 1.48%
11 Virtu KCG Holdings LLC 47,950 1,114,000 1.47%
12 CITADEL ADVISORS LLC 47,443 1,103,000 1.45%
13 MSI Financial Services Inc 35,346 821,000 1.08%
14 Concert Wealth Management Inc. 26,074 608,000 0.80%
15 WELLS FARGO & COMPANY/MN 21,531 500,000 0.66%
16 BANQUE PICTET & CIE SA 20,681 481,000 0.63%
17 Pictet North America Advisors SA 20,681 481,000 0.63%
18 VSR Financial Services, Inc. 14,649 340,000 0.45%
19 UBS Group AG 13,091 304,000 0.40%
20 ROYAL BANK OF CANADA 11,029 256,000 0.34%
21 WHITTIER TRUST CO OF NEVADA INC 10,000 232,000 0.31%
22 Chicago Partners Investment Group LLC 9,900 230,000 0.30%
23 NEXT Financial Group, Inc 9,650 224,000 0.29%
24 KRILOGY FINANCIAL LLC 8,175 190,000 0.25%
25 CITIGROUP INC 7,071 164,000 0.22%
26 PNC FINANCIAL SERVICES GROUP, INC. 3,532 82,000 0.11%
27 EDMOND DE ROTHSCHILD HOLDING S.A. 3,480 81,000 0.11%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,471 34,000 0.04%
29 AMERICAN INTERNATIONAL GROUP, INC. 624 15,000 0.02%
30 Regal Investment Advisors LLC 480 11,000 0.01%
31 Sandy Spring Bank 302 7,000 0.01%
32 Orion Porfolio Solutions, LLC 234 5,000 0.01%
33 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 200 5,000 0.01%
34 MassMutual Private Wealth & Trust, FSB 46 1,211 0.00%
35 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.