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GLOBAL X FDS
GLOBAL X FDS. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 35 Institutional holders with a total value of $16,952,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 GENEOS WEALTH MANAGEMENT INC. 100 2,000 0.01%
3 Advisory Services Network, LLC 250 6,000 0.04%
4 Sandy Spring Bank 302 7,000 0.04%
5 NEXT Financial Group, Inc 400 8,000 0.05%
6 CITIGROUP INC 700 16,000 0.09%
7 Orion Porfolio Solutions, LLC 741 16,000 0.09%
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 754 17,000 0.10%
9 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,249 28,000 0.17%
10 MSI Financial Services Inc 1,644 36,000 0.21%
11 ADVISOR GROUP, INC. 1,702 37,000 0.22%
12 KRILOGY FINANCIAL LLC 2,925 65,000 0.38%
13 Chicago Partners Investment Group LLC 3,106 69,000 0.41%
14 EDMOND DE ROTHSCHILD HOLDING S.A. 3,480 77,000 0.45%
15 PNC FINANCIAL SERVICES GROUP, INC. 3,532 78,000 0.46%
16 IFP ADVISORS, INC 5,232 116,000 0.68%
17 WHITTIER TRUST CO OF NEVADA INC 10,000 222,000 1.31%
18 BANK OF AMERICA CORP /DE/ 10,157 226,000 1.33%
19 UBS Group AG 10,819 240,000 1.42%
20 FIFTH THIRD BANCORP 11,385 253,000 1.49%
21 Evensky & Katz LLC 11,635 258,000 1.52%
22 Raymond James Financial Services Advisors, Inc. 14,260 316,000 1.86%
23 NORTHERN CAPITAL MANAGEMENT LLC 14,875 330,000 1.95%
24 CARDAN CAPITAL PARTNERS, LLC 15,962 354,000 2.09%
25 Virtu Financial LLC 17,087 379,000 2.24%
26 WELLS FARGO & COMPANY/MN 20,001 444,000 2.62%
27 SOCIETE GENERALE 23,510 521,000 3.07%
28 SG Americas Securities, LLC 23,510 521,000 3.07%
29 JANE STREET GROUP, LLC 37,505 832,000 4.91%
30 CITADEL ADVISORS LLC 38,812 861,000 5.08%
31 ROYAL BANK OF CANADA 39,642 879,000 5.19%
32 Virtu KCG Holdings LLC 48,214 1,069,000 6.31%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 87,146 1,933,000 11.40%
34 MORGAN STANLEY 144,887 3,213,000 18.95%
35 LPL Financial LLC 159,063 3,523,000 20.78%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.