| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,360,936 | 46,190,000 | 25.23% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 807,301 | 27,402,000 | 14.97% | ||
| 3 | MORGAN STANLEY | 707,295 | 24,006,000 | 13.11% | ||
| 4 | SUN LIFE FINANCIAL INC | 560,000 | 15,120,000 | 8.26% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 417,115 | 14,157,000 | 7.73% | ||
| 6 | Invesco Ltd. | 345,369 | 11,722,000 | 6.40% | ||
| 7 | UBS AG | 277,698 | 9,425,000 | 5.15% | ||
| 8 | WELLS FARGO & COMPANY/MN | 215,972 | 7,330,000 | 4.00% | ||
| 9 | COHEN & STEERS, INC. | 126,143 | 4,281,000 | 2.34% | ||
| 10 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 125,461 | 4,258,000 | 2.33% | ||
| 11 | Friedberg Investment Management | 86,563 | 2,938,000 | 1.61% | ||
| 12 | RAYMOND JAMES & ASSOCIATES | 60,504 | 2,054,000 | 1.12% | ||
| 13 | LPL Financial LLC | 45,383 | 1,540,000 | 0.84% | ||
| 14 | Robert W. Baird & Co. Inc | 36,700 | 1,246,000 | 0.68% | ||
| 15 | FIRST TRUST ADVISORS LP | 30,424 | 1,033,000 | 0.56% | ||
| 16 | STEPHENS INC /AR/ | 30,189 | 1,025,000 | 0.56% | ||
| 17 | Thomas J. Herzfeld Advisors, Inc. | 28,756 | 976,000 | 0.53% | ||
| 18 | TFS CAPITAL LLC | 25,673 | 871,000 | 0.48% | ||
| 19 | KMS FINANCIAL SERVICES, INC | 23,625 | 802,000 | 0.44% | ||
| 20 | Cordasco Financial Network | 21,563 | 732,000 | 0.40% | ||
| 21 | MSI Financial Services Inc | 19,818 | 673,000 | 0.37% | ||
| 22 | BNP PARIBAS FINANCIAL MARKETS | 16,196 | 573,500 | 0.31% | ||
| 23 | D.A. DAVIDSON & CO. | 16,300 | 553,000 | 0.30% | ||
| 24 | Mirae Asset Global Investments Co., Ltd. | 15,000 | 509,000 | 0.28% | ||
| 25 | HighTower Advisors, LLC | 13,048 | 443,000 | 0.24% | ||
| 26 | ROYAL BANK OF CANADA | 12,580 | 427,000 | 0.23% | ||
| 27 | NORTHERN TRUST CORP | 11,400 | 387,000 | 0.21% | ||
| 28 | DEUTSCHE BANK AG\ | 11,000 | 373,000 | 0.20% | ||
| 29 | WILLIAM HARRIS INVESTORS INC | 10,300 | 349,000 | 0.19% | ||
| 30 | Commonwealth Equity Services, Inc | 9,873 | 335,000 | 0.18% | ||
| 31 | Creative Planning | 7,911 | 269,000 | 0.15% | ||
| 32 | CREDIT SUISSE AG/ | 7,302 | 248,000 | 0.14% | ||
| 33 | USCA RIA LLC | 6,550 | 222,000 | 0.12% | ||
| 34 | BANK OF MONTREAL /CAN/ | 6,000 | 204,000 | 0.11% | ||
| 35 | WFG Advisors, LP | 4,435 | 151,000 | 0.08% | ||
| 36 | WESTPORT RESOURCES MANAGEMENT INC | 2,500 | 85,000 | 0.05% | ||
| 37 | PNC FINANCIAL SERVICES GROUP, INC. | 1,436 | 48,000 | 0.03% | ||
| 38 | Winslow, Evans & Crocker, Inc. | 700 | 23,758 | 0.01% | ||
| 39 | US BANCORP \DE\ | 610 | 21,000 | 0.01% | ||
| 40 | B. Riley Wealth Management, Inc. | 500 | 17,000 | 0.01% | ||
| 41 | Evercore Wealth Management, LLC | 500 | 17,000 | 0.01% | ||
| 42 | AMERICAN INTERNATIONAL GROUP, INC. | 209 | 7,102 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
