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KAYNE ANDERSON MDSTM ENERGY FD
KAYNE ANDERSON MDSTM ENERGY FD. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 43 Institutional holders with a total value of $107,706,958.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BANK OF AMERICA CORP /DE/ 882,321 16,667,000 15.47%
2 Advisors Asset Management, Inc. 754,317 14,249,000 13.23%
3 GUGGENHEIM CAPITAL LLC 738,615 13,956,000 12.96%
4 MORGAN STANLEY 523,724 9,893,000 9.19%
5 SUN LIFE FINANCIAL INC 360,000 9,515,000 8.83%
6 WELLS FARGO & COMPANY/MN 456,890 8,630,000 8.01%
7 UBS Group AG 449,472 8,491,000 7.88%
8 Invesco Ltd. 413,891 7,818,000 7.26%
9 POINTE CAPITAL MANAGEMENT LLC 146,565 2,769,000 2.57%
10 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 114,723 2,167,000 2.01%
11 COHEN & STEERS, INC. 112,874 2,132,000 1.98%
12 BBR PARTNERS, LLC 102,009 1,927,000 1.79%
13 LPL Financial LLC 79,491 1,692,000 1.57%
14 Koshinski Asset Management, Inc. 55,356 1,635,000 1.52%
15 USCA RIA LLC 57,430 1,085,000 1.01%
16 Thomas J. Herzfeld Advisors, Inc. 38,547 728,000 0.68%
17 Raymond James Financial Services Advisors, Inc. 30,203 571,000 0.53%
18 FIRST TRUST ADVISORS LP 27,676 523,000 0.49%
19 WILLIAM HARRIS INVESTORS INC 27,575 521,000 0.48%
20 ROYAL BANK OF CANADA 27,136 513,000 0.48%
21 STEPHENS INC /AR/ 26,761 506,000 0.47%
22 RAYMOND JAMES & ASSOCIATES 20,565 388,000 0.36%
23 Bison Wealth, LLC 14,691 272,000 0.25%
24 DEUTSCHE BANK AG\ 10,855 205,000 0.19%
25 CITIGROUP INC 8,502 161,000 0.15%
26 ENVESTNET ASSET MANAGEMENT INC 7,140 135,000 0.13%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,892 92,000 0.09%
28 WHITTIER TRUST CO OF NEVADA INC 4,810 91,000 0.08%
29 D.A. DAVIDSON & CO. 4,200 79,000 0.07%
30 PNC FINANCIAL SERVICES GROUP, INC. 2,851 55,000 0.05%
31 Creative Planning 2,800 53,000 0.05%
32 Cordasco Financial Network 2,270 43,000 0.04%
33 BANK OF MONTREAL /CAN/ 2,225 42,000 0.04%
34 Winslow, Evans & Crocker, Inc. 1,428 26,958 0.03%
35 BlackRock Investment Management, LLC 1,097 21,000 0.02%
36 MSI Financial Services Inc 775 15,000 0.01%
37 SIGNATUREFD, LLC 600 11,000 0.01%
38 GUPTA WEALTH MANAGEMENT LLC 417 8,000 0.01%
39 AllSquare Wealth Management LLC 400 8,000 0.01%
40 AMERICAN INTERNATIONAL GROUP, INC. 244 5,000 0.00%
41 Regal Investment Advisors LLC 250 4,000 0.00%
42 US BANCORP \DE\ 144 3,000 0.00%
43 Joel Isaacson & Co., LLC 43 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.