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KAYNE ANDERSON MDSTM ENERGY FD
KAYNE ANDERSON MDSTM ENERGY FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 46 Institutional holders with a total value of $74,946,494.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GUGGENHEIM CAPITAL LLC 718,793 11,428,000 15.25%
2 BANK OF AMERICA CORP /DE/ 576,441 9,165,000 12.23%
3 Advisors Asset Management, Inc. 549,720 8,741,000 11.66%
4 UBS Group AG 512,238 8,145,000 10.87%
5 MORGAN STANLEY 415,428 6,606,000 8.81%
6 BBR PARTNERS, LLC 412,369 6,557,000 8.75%
7 WELLS FARGO & COMPANY/MN 295,856 4,704,000 6.28%
8 Salient Capital Advisors, LLC 151,525 2,409,000 3.21%
9 LPL Financial LLC 130,782 2,110,000 2.82%
10 Invesco Ltd. 124,750 1,984,000 2.65%
11 Koshinski Asset Management, Inc. 113,176 1,799,000 2.40%
12 CITIGROUP INC 95,623 1,520,000 2.03%
13 KAYNE ANDERSON CAPITAL ADVISORS LP 57,740 918,000 1.22%
14 KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC 53,483 850,000 1.13%
15 ROYAL BANK OF CANADA 49,754 791,000 1.06%
16 USCA RIA LLC 46,550 740,000 0.99%
17 WILLIAM HARRIS INVESTORS INC 36,125 574,000 0.77%
18 STIFEL FINANCIAL CORP 31,101 493,000 0.66%
19 DESCHUTES PORTFOLIO STRATEGY, LLC 28,964 461,000 0.62%
20 Janney Montgomery Scott LLC 28,813 458,000 0.61%
21 Sunbelt Securities, Inc. 26,910 427,934 0.57%
22 HighTower Advisors, LLC 26,631 423,000 0.56%
23 RAYMOND JAMES & ASSOCIATES 25,338 403,000 0.54%
24 STEPHENS INC /AR/ 22,732 361,000 0.48%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 19,670 313,000 0.42%
26 ARCUS CAPITAL PARTNERS, LLC 19,639 312,000 0.42%
27 BAIRD FINANCIAL GROUP, INC. 18,022 287,000 0.38%
28 JPMORGAN CHASE & CO 15,754 250,000 0.33%
29 ENVESTNET ASSET MANAGEMENT INC 14,726 234,000 0.31%
30 Bison Wealth, LLC 14,708 234,000 0.31%
31 MSI Financial Services Inc 12,420 197,000 0.26%
32 Advisory Alpha, LLC 10,917 182,000 0.24%
33 Weiss Asset Management LP 10,495 167,000 0.22%
34 FOSTER DYKEMA CABOT & CO INC/MA 10,000 159,000 0.21%
35 Plante Moran Financial Advisors, LLC 7,500 119,000 0.16%
36 BANK OF MONTREAL /CAN/ 6,729 103,000 0.14%
37 Hirtle Callaghan & Co LLC 6,238 101,000 0.13%
38 ADVISOR GROUP, INC. 4,552 72,000 0.10%
39 D.A. DAVIDSON & CO. 3,250 51,000 0.07%
40 PNC FINANCIAL SERVICES GROUP, INC. 2,956 46,000 0.06%
41 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 900 14,000 0.02%
42 Winslow, Evans & Crocker, Inc. 728 11,560 0.02%
43 FIRST INTERSTATE BANK 648 10,000 0.01%
44 Creative Planning 500 8,000 0.01%
45 Winch Advisory Services, LLC 429 7,000 0.01%
46 BENJAMIN F. EDWARDS & COMPANY, INC. 65 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.