| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,008,740 | 33,097,000 | 16.59% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 769,939 | 25,263,000 | 12.66% | ||
| 3 | MORGAN STANLEY | 697,929 | 22,879,000 | 11.47% | ||
| 4 | Invesco Ltd. | 518,398 | 16,993,000 | 8.52% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 506,047 | 16,588,000 | 8.31% | ||
| 6 | SUN LIFE FINANCIAL INC | 560,000 | 14,935,000 | 7.49% | ||
| 7 | UBS Group AG | 397,392 | 13,027,000 | 6.53% | ||
| 8 | WELLS FARGO & COMPANY/MN | 344,124 | 11,280,000 | 5.65% | ||
| 9 | POINTE CAPITAL MANAGEMENT LLC | 195,058 | 6,394,000 | 3.20% | ||
| 10 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 135,784 | 4,451,000 | 2.23% | ||
| 11 | COHEN & STEERS CAPITAL MANAGEMENT INC | 124,825 | 4,096,000 | 2.05% | ||
| 12 | COHEN & STEERS, INC. | 124,825 | 4,096,000 | 2.05% | ||
| 13 | Thomas J. Herzfeld Advisors, Inc. | 120,029 | 3,935,000 | 1.97% | ||
| 14 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 96,468 | 3,162,000 | 1.58% | ||
| 15 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 85,583 | 2,989,000 | 1.50% | ||
| 16 | ENVESTNET ASSET MANAGEMENT INC | 80,742 | 2,647,000 | 1.33% | ||
| 17 | LPL Financial LLC | 74,335 | 2,440,000 | 1.22% | ||
| 18 | FIRST TRUST ADVISORS LP | 48,150 | 1,578,000 | 0.79% | ||
| 19 | STEPHENS INC /AR/ | 28,845 | 946,000 | 0.47% | ||
| 20 | WILLIAM HARRIS INVESTORS INC | 26,275 | 861,000 | 0.43% | ||
| 21 | Koshinski Asset Management, Inc. | 24,228 | 794,000 | 0.40% | ||
| 22 | MSI Financial Services Inc | 23,290 | 763,000 | 0.38% | ||
| 23 | Robert W. Baird & Co. Inc | 19,501 | 639,000 | 0.32% | ||
| 24 | RAYMOND JAMES & ASSOCIATES | 17,606 | 577,000 | 0.29% | ||
| 25 | Northeast Financial Consultants Inc | 17,300 | 567,000 | 0.28% | ||
| 26 | HighTower Advisors, LLC | 14,060 | 461,000 | 0.23% | ||
| 27 | DEUTSCHE BANK AG\ | 13,855 | 453,000 | 0.23% | ||
| 28 | D.A. DAVIDSON & CO. | 13,000 | 426,000 | 0.21% | ||
| 29 | ROYAL BANK OF CANADA | 10,980 | 360,000 | 0.18% | ||
| 30 | USCA RIA LLC | 9,400 | 308,000 | 0.15% | ||
| 31 | BARD ASSOCIATES INC | 9,305 | 305,000 | 0.15% | ||
| 32 | COMMERCE BANK | 8,100 | 266,000 | 0.13% | ||
| 33 | CITIGROUP INC | 7,677 | 252,000 | 0.13% | ||
| 34 | Commonwealth Equity Services, Inc | 7,674 | 252,000 | 0.13% | ||
| 35 | OPPENHEIMER & CO INC | 7,288 | 239,000 | 0.12% | ||
| 36 | NORTHERN TRUST CORP | 6,344 | 208,000 | 0.10% | ||
| 37 | BANK OF MONTREAL /CAN/ | 5,000 | 164,000 | 0.08% | ||
| 38 | Cordasco Financial Network | 4,550 | 149,000 | 0.07% | ||
| 39 | WHITTIER TRUST CO OF NEVADA INC | 4,500 | 147,000 | 0.07% | ||
| 40 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 4,259 | 140,000 | 0.07% | ||
| 41 | PNC FINANCIAL SERVICES GROUP, INC. | 3,251 | 107,000 | 0.05% | ||
| 42 | Plante Moran Financial Advisors, LLC | 2,300 | 75,000 | 0.04% | ||
| 43 | Creative Planning | 1,800 | 59,000 | 0.03% | ||
| 44 | Winslow, Evans & Crocker, Inc. | 1,428 | 46,778 | 0.02% | ||
| 45 | US BANCORP \DE\ | 754 | 25,000 | 0.01% | ||
| 46 | SIGNATUREFD, LLC | 600 | 20,000 | 0.01% | ||
| 47 | Regal Investment Advisors LLC | 530 | 17,000 | 0.01% | ||
| 48 | Evercore Wealth Management, LLC | 500 | 16,000 | 0.01% | ||
| 49 | B. Riley Wealth Management, Inc. | 500 | 16,000 | 0.01% | ||
| 50 | AllSquare Wealth Management LLC | 400 | 13,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
