| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 721,710 | 8,929,000 | 15.05% | ||
| 2 | Advisors Asset Management, Inc. | 609,550 | 7,540,000 | 12.71% | ||
| 3 | BANK OF AMERICA CORP /DE/ | 430,395 | 5,324,000 | 8.97% | ||
| 4 | UBS Group AG | 416,789 | 5,156,000 | 8.69% | ||
| 5 | BBR PARTNERS, LLC | 412,369 | 5,101,000 | 8.60% | ||
| 6 | MORGAN STANLEY | 406,676 | 5,031,000 | 8.48% | ||
| 7 | WELLS FARGO & COMPANY/MN | 374,943 | 4,637,000 | 7.81% | ||
| 8 | Invesco Ltd. | 373,150 | 4,616,000 | 7.78% | ||
| 9 | LPL Financial LLC | 206,314 | 2,494,000 | 4.20% | ||
| 10 | POINTE CAPITAL MANAGEMENT LLC | 122,182 | 1,511,000 | 2.55% | ||
| 11 | COHEN & STEERS, INC. | 90,842 | 1,124,000 | 1.89% | ||
| 12 | JPMORGAN CHASE & CO | 81,770 | 1,011,000 | 1.70% | ||
| 13 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 73,061 | 904,000 | 1.52% | ||
| 14 | Koshinski Asset Management, Inc. | 71,306 | 882,000 | 1.49% | ||
| 15 | ROYAL BANK OF CANADA | 60,834 | 753,000 | 1.27% | ||
| 16 | USCA RIA LLC | 55,380 | 685,000 | 1.15% | ||
| 17 | Weiss Asset Management LP | 47,489 | 587,000 | 0.99% | ||
| 18 | CREDIT SUISSE AG/ | 39,416 | 488,000 | 0.82% | ||
| 19 | STEPHENS INC /AR/ | 26,761 | 331,000 | 0.56% | ||
| 20 | WILLIAM HARRIS INVESTORS INC | 25,575 | 316,000 | 0.53% | ||
| 21 | TFS CAPITAL LLC | 23,274 | 288,000 | 0.49% | ||
| 22 | ARCUS CAPITAL PARTNERS, LLC | 18,584 | 230,000 | 0.39% | ||
| 23 | MSI Financial Services Inc | 17,540 | 217,000 | 0.37% | ||
| 24 | Bison Wealth, LLC | 17,566 | 217,000 | 0.37% | ||
| 25 | Virtu KCG Holdings LLC | 17,399 | 215,000 | 0.36% | ||
| 26 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 11,282 | 139,000 | 0.23% | ||
| 27 | Janney Montgomery Scott LLC | 10,405 | 129,000 | 0.22% | ||
| 28 | ENVESTNET ASSET MANAGEMENT INC | 10,028 | 124,000 | 0.21% | ||
| 29 | DEUTSCHE BANK AG\ | 9,855 | 121,000 | 0.20% | ||
| 30 | CITIGROUP INC | 8,629 | 107,000 | 0.18% | ||
| 31 | Cordasco Financial Network | 2,270 | 28,000 | 0.05% | ||
| 32 | BANK OF MONTREAL /CAN/ | 2,225 | 28,000 | 0.05% | ||
| 33 | PNC FINANCIAL SERVICES GROUP, INC. | 1,986 | 25,000 | 0.04% | ||
| 34 | D.A. DAVIDSON & CO. | 2,000 | 24,000 | 0.04% | ||
| 35 | Creative Planning | 800 | 10,000 | 0.02% | ||
| 36 | Winslow, Evans & Crocker, Inc. | 728 | 8,994 | 0.02% | ||
| 37 | AllSquare Wealth Management LLC | 400 | 5,000 | 0.01% | ||
| 38 | AMERICAN INTERNATIONAL GROUP, INC. | 252 | 3,000 | 0.01% | ||
| 39 | IFP ADVISORS, INC | 200 | 2,000 | 0.00% | ||
| 40 | BENJAMIN F. EDWARDS & COMPANY, INC. | 65 | 1,000 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
