| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,124,173 | 38,267,000 | 18.54% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 804,623 | 27,390,000 | 13.27% | ||
| 3 | MORGAN STANLEY | 695,299 | 23,667,000 | 11.47% | ||
| 4 | Invesco Ltd. | 521,397 | 17,748,000 | 8.60% | ||
| 5 | BANK OF AMERICA CORP /DE/ | 502,363 | 17,101,000 | 8.29% | ||
| 6 | SUN LIFE FINANCIAL INC | 560,000 | 14,994,000 | 7.26% | ||
| 7 | UBS Group AG | 434,250 | 14,782,000 | 7.16% | ||
| 8 | WELLS FARGO & COMPANY/MN | 313,537 | 10,673,000 | 5.17% | ||
| 9 | KAYNE ANDERSON RUDNICK INVESTMENT MANAGEMENT LLC | 132,268 | 4,502,000 | 2.18% | ||
| 10 | COHEN & STEERS, INC. | 125,815 | 4,283,000 | 2.08% | ||
| 11 | Thomas J. Herzfeld Advisors, Inc. | 101,799 | 3,465,000 | 1.68% | ||
| 12 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 101,599 | 3,458,000 | 1.68% | ||
| 13 | ENVESTNET ASSET MANAGEMENT INC | 97,864 | 3,331,000 | 1.61% | ||
| 14 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 91,855 | 3,127,000 | 1.52% | ||
| 15 | Friedberg Investment Management | 91,124 | 3,101,000 | 1.50% | ||
| 16 | LPL Financial LLC | 55,023 | 1,873,000 | 0.91% | ||
| 17 | FIRST TRUST ADVISORS LP | 48,384 | 1,647,000 | 0.80% | ||
| 18 | USCA RIA LLC | 36,950 | 1,258,000 | 0.61% | ||
| 19 | RR Advisors, LLC | 30,000 | 1,021,000 | 0.49% | ||
| 20 | STEPHENS INC /AR/ | 28,845 | 982,000 | 0.48% | ||
| 21 | MSI Financial Services Inc | 24,242 | 825,000 | 0.40% | ||
| 22 | Robert W. Baird & Co. Inc | 23,399 | 796,000 | 0.39% | ||
| 23 | ROYAL BANK OF CANADA | 21,477 | 731,000 | 0.35% | ||
| 24 | BNP PARIBAS FINANCIAL MARKETS | 21,400 | 728,456 | 0.35% | ||
| 25 | Northeast Financial Consultants Inc | 17,300 | 589,000 | 0.29% | ||
| 26 | WILLIAM HARRIS INVESTORS INC | 15,700 | 534,000 | 0.26% | ||
| 27 | Cordasco Financial Network | 13,751 | 468,000 | 0.23% | ||
| 28 | D.A. DAVIDSON & CO. | 13,300 | 452,000 | 0.22% | ||
| 29 | HighTower Advisors, LLC | 13,142 | 447,000 | 0.22% | ||
| 30 | RAYMOND JAMES & ASSOCIATES | 11,979 | 408,000 | 0.20% | ||
| 31 | DEUTSCHE BANK AG\ | 10,855 | 369,000 | 0.18% | ||
| 32 | BARD ASSOCIATES INC | 9,305 | 317,000 | 0.15% | ||
| 33 | JANE STREET GROUP, LLC | 8,932 | 304,000 | 0.15% | ||
| 34 | OPPENHEIMER & CO INC | 8,902 | 303,000 | 0.15% | ||
| 35 | Commonwealth Equity Services, Inc | 8,090 | 275,000 | 0.13% | ||
| 36 | Creative Planning | 7,838 | 267,000 | 0.13% | ||
| 37 | NORTHERN TRUST CORP | 7,770 | 265,000 | 0.13% | ||
| 38 | COMMERCE BANK | 6,400 | 218,000 | 0.11% | ||
| 39 | CREDIT SUISSE AG/ | 6,270 | 213,000 | 0.10% | ||
| 40 | Cambridge Investment Research Advisors, Inc. | 6,235 | 212,000 | 0.10% | ||
| 41 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 6,157 | 209,000 | 0.10% | ||
| 42 | BANK OF MONTREAL /CAN/ | 6,000 | 204,000 | 0.10% | ||
| 43 | WFG Advisors, LP | 4,605 | 157,000 | 0.08% | ||
| 44 | CITIGROUP INC | 2,730 | 93,000 | 0.05% | ||
| 45 | Plante Moran Financial Advisors, LLC | 2,300 | 78,000 | 0.04% | ||
| 46 | PNC FINANCIAL SERVICES GROUP, INC. | 1,740 | 58,000 | 0.03% | ||
| 47 | Winslow, Evans & Crocker, Inc. | 1,428 | 48,576 | 0.02% | ||
| 48 | Genesis Wealth Advisors, LLC | 1,250 | 43,937 | 0.02% | ||
| 49 | AllSquare Wealth Management LLC | 800 | 27,000 | 0.01% | ||
| 50 | US BANCORP \DE\ | 610 | 21,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
