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LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 82 Institutional holders with a total value of $95,939,111.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 VANGUARD GROUP INC 3,541,617 15,017,000 15.65%
2 BlackRock Institutional Trust Company, N.A. 3,476,789 14,742,000 15.37%
3 BlackRock Fund Advisors 2,394,151 10,151,000 10.58%
4 STATE STREET CORP 1,509,174 6,398,000 6.67%
5 NORTHERN TRUST CORP 1,114,165 4,724,000 4.92%
6 DIMENSIONAL FUND ADVISORS LP 806,588 3,420,000 3.56%
7 GEODE CAPITAL MANAGEMENT, LLC 589,909 2,500,000 2.61%
8 MCKINLEY CAPITAL MANAGEMENT LLC 584,225 2,477,000 2.58%
9 GSA CAPITAL PARTNERS LLP 490,840 2,081,000 2.17%
10 Catalyst Capital Advisors LLC 490,420 2,079,000 2.17%
11 DRIEHAUS CAPITAL MANAGEMENT LLC 487,500 2,067,000 2.15%
12 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 477,900 2,026,000 2.11%
13 Geduld E E 475,000 2,014,000 2.10%
14 Bank of New York Mellon Corp 463,309 1,965,000 2.05%
15 Invesco Ltd. 374,424 1,588,000 1.66%
16 TIAA CREF INVESTMENT MANAGEMENT LLC 374,237 1,587,000 1.65%
17 CADENCE CAPITAL MANAGEMENT LLC 346,301 1,468,000 1.53%
18 Informed Momentum Co LLC 296,801 1,258,000 1.31%
19 BlackRock Investment Management, LLC 288,505 1,223,000 1.27%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 244,104 1,034,000 1.08%
21 BANK OF AMERICA CORP /DE/ 242,320 1,027,000 1.07%
22 RUSSELL FRANK CO/ 240,654 1,020,000 1.06%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 208,941 886,000 0.92%
24 UBS AG 192,664 817,000 0.85%
25 AQR CAPITAL MANAGEMENT LLC 187,545 795,000 0.83%
26 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 184,199 781,000 0.81%
27 CITADEL ADVISORS LLC 159,449 676,000 0.70%
28 TFS CAPITAL LLC 134,404 570,000 0.59%
29 TEACHERS ADVISORS, LLC 133,559 566,000 0.59%
30 STRS OHIO 126,400 536,000 0.56%
31 STONERIDGE INVESTMENT PARTNERS LLC 121,017 513,000 0.53%
32 RENAISSANCE TECHNOLOGIES LLC 112,600 477,000 0.50%
33 ORACLE INVESTMENT MANAGEMENT INC 111,789 474,000 0.49%
34 ALLIANCEBERNSTEIN L.P. 97,000 411,000 0.43%
35 NOMURA HOLDINGS INC 92,632 383,000 0.40%
36 MORGAN STANLEY 88,179 375,000 0.39%
37 RAYMOND JAMES & ASSOCIATES 84,700 359,000 0.37%
38 RHUMBLINE ADVISERS 83,533 354,000 0.37%
39 METROPOLITAN LIFE INSURANCE CO/NY 80,276 340,000 0.35%
40 Nationwide Fund Advisors 76,742 325,000 0.34%
41 MANUFACTURERS LIFE INSURANCE COMPANY, THE 69,542 295,000 0.31%
42 AMERICAN INTERNATIONAL GROUP, INC. 66,232 280,824 0.29%
43 ANALYTIC INVESTORS, LLC 65,246 277,000 0.29%
44 ROYAL BANK OF CANADA 63,002 267,000 0.28%
45 Horizon Kinetics LLC 62,700 266,000 0.28%
46 BLACKROCK ADVISORS LLC 60,622 257,000 0.27%
47 MILLENNIUM MANAGEMENT LLC 57,594 244,000 0.25%
48 A.R.T. Advisors, LLC 57,374 243,000 0.25%
49 HIGHBRIDGE CAPITAL MANAGEMENT LLC 56,996 241,000 0.25%
50 Moors & Cabot, Inc. 46,800 190,000 0.20%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.