Dark
Light
System
Security
LADENBURG THALMAN FIN SVCS I
LADENBURG THALMAN FIN SVCS I. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 75 Institutional holders with a total value of $44,271,403.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 SG Americas Securities, LLC 26,511 56,000 0.13%
52 BNP PARIBAS FINANCIAL MARKETS 25,154 53,075 0.12%
53 GOFEN & GLOSSBERG LLC /IL/ 20,000 42,000 0.09%
54 Legal & General Group Plc 16,252 34,000 0.08%
55 Focused Wealth Management, Inc 13,363 28,000 0.06%
56 Concert Wealth Management Inc. 11,609 24,000 0.05%
57 ALLIANCEBERNSTEIN L.P. 11,100 23,000 0.05%
58 AMALGAMATED BANK 11,051 23,000 0.05%
59 Virtu KCG Holdings LLC 10,380 22,000 0.05%
60 ProShare Advisors LLC 10,040 21,000 0.05%
61 Gratus Capital, LLC 10,000 21,000 0.05%
62 Thomas J. Herzfeld Advisors, Inc. 10,000 21,000 0.05%
63 Creative Planning 4,089 9,000 0.02%
64 BlackRock Finance, Inc. 2,792 6,000 0.01%
65 Advisory Services Network, LLC 3,000 6,000 0.01%
66 FIFTH THIRD BANCORP 1,779 4,000 0.01%
67 BANK OF MONTREAL /CAN/ 1,001 2,000 0.00%
68 Carroll Financial Associates, Inc. 1,000 2,000 0.00%
69 BARCLAYS PLC 670 1,000 0.00%
70 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 384 1,000 0.00%
71 CITIGROUP INC 269 1,000 0.00%
72 FIRST MANHATTAN CO. LLC. 482 1,000 0.00%
73 Winslow, Evans & Crocker, Inc. 6 14 0.00%
74 PNC FINANCIAL SERVICES GROUP, INC. 80 0 0.00%
75 Compagnie Lombard Odier SCmA 19 0 0.00%
Page 2 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.