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LADENBURG THALMAN FIN SVCS I COM
LADENBURG THALMAN FIN SVCS I COM. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 81 Institutional holders with a total value of $58,954,089.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 GOFEN & GLOSSBERG LLC /IL/ 20,000 50,000 0.08%
52 Greenwich Wealth Management LLC 20,000 50,000 0.08%
53 TWO SIGMA INVESTMENTS, LP 17,284 43,000 0.07%
54 BLB&B Advisors, LLC 17,400 43,000 0.07%
55 Horizon Kinetics LLC 14,700 37,000 0.06%
56 Focused Wealth Management, Inc 14,250 35,000 0.06%
57 CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. 13,400 33,000 0.06%
58 AMALGAMATED BANK 12,666 31,000 0.05%
59 Moors & Cabot, Inc. 13,000 30,000 0.05%
60 ProShare Advisors LLC 11,635 29,000 0.05%
61 Concert Wealth Management Inc. 11,609 28,000 0.05%
62 PRUDENTIAL FINANCIAL INC 10,402 26,000 0.04%
63 Thomas J. Herzfeld Advisors, Inc. 10,000 25,000 0.04%
64 CITIGROUP INC 9,360 24,000 0.04%
65 Ameritas Investment Partners, Inc. 8,462 21,000 0.04%
66 WEALTHPLAN PARTNERS, LLC 4,125 10,148 0.02%
67 Creative Planning 3,778 9,000 0.02%
68 Advisory Services Network, LLC 3,000 7,000 0.01%
69 GREAT AMERICAN GROUP, INC. 81,050 6,000 0.01%
70 BARCLAYS PLC 1,967 5,000 0.01%
71 ADVISOR GROUP, INC. 1,033 2,000 0.00%
72 BANK OF MONTREAL /CAN/ 1,000 2,000 0.00%
73 FIFTH THIRD BANCORP 1,000 2,000 0.00%
74 SEVENBRIDGE FINANCIAL GROUP, LLC 950 2,000 0.00%
75 FIRST MANHATTAN CO. LLC. 482 1,000 0.00%
76 MEEDER ASSET MANAGEMENT INC 440 1,000 0.00%
77 IFP ADVISORS, INC 257 1,000 0.00%
78 BNP PARIBAS FINANCIAL MARKETS 393 975 0.00%
79 Winslow, Evans & Crocker, Inc. 6 16 0.00%
80 PNC FINANCIAL SERVICES GROUP, INC. 80 0 0.00%
81 REILLY FINANCIAL ADVISORS, LLC 20 0 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.