| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,475,549 | 22,313,000 | 17.79% | ||
| 2 | Saba Capital Management, L.P. | 3,174,128 | 20,378,000 | 16.25% | ||
| 3 | WELLS FARGO & COMPANY/MN | 1,698,968 | 10,907,000 | 8.70% | ||
| 4 | MORGAN STANLEY | 1,423,454 | 9,139,000 | 7.29% | ||
| 5 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,006,827 | 6,464,000 | 5.15% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 951,356 | 6,108,000 | 4.87% | ||
| 7 | 1607 Capital Partners, LLC | 945,764 | 6,072,000 | 4.84% | ||
| 8 | Invesco Ltd. | 831,876 | 5,341,000 | 4.26% | ||
| 9 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 765,010 | 4,911,000 | 3.92% | ||
| 10 | GUGGENHEIM CAPITAL LLC | 571,022 | 3,666,000 | 2.92% | ||
| 11 | UBS AG | 546,822 | 3,511,000 | 2.80% | ||
| 12 | ROBINSON CAPITAL MANAGEMENT, LLC | 411,015 | 2,639,000 | 2.10% | ||
| 13 | Sterneck Capital Management, LLC | 335,354 | 2,153,000 | 1.72% | ||
| 14 | BANK OF AMERICA CORP /DE/ | 332,463 | 2,134,000 | 1.70% | ||
| 15 | Kamunting Street Capital Management, L.P. | 308,023 | 1,978,000 | 1.58% | ||
| 16 | Ancora Advisors LLC | 299,500 | 1,923,000 | 1.53% | ||
| 17 | Kingfisher Capital LLC | 239,845 | 1,540,000 | 1.23% | ||
| 18 | RAYMOND JAMES & ASSOCIATES | 227,461 | 1,460,000 | 1.16% | ||
| 19 | COHEN & STEERS, INC. | 196,070 | 1,259,000 | 1.00% | ||
| 20 | WOLVERINE ASSET MANAGEMENT LLC | 179,339 | 1,151,000 | 0.92% | ||
| 21 | HighTower Advisors, LLC | 107,492 | 690,000 | 0.55% | ||
| 22 | SENTINEL TRUST CO LBA | 100,000 | 642,000 | 0.51% | ||
| 23 | LPL Financial LLC | 98,808 | 632,000 | 0.50% | ||
| 24 | Virtu KCG Holdings LLC | 94,546 | 607,000 | 0.48% | ||
| 25 | CORNERSTONE ADVISORS INC | 91,451 | 587,000 | 0.47% | ||
| 26 | Investors Capital Advisory Services | 68,522 | 439,000 | 0.35% | ||
| 27 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 60,253 | 387,000 | 0.31% | ||
| 28 | Capital Investment Advisors, LLC | 56,610 | 363,000 | 0.29% | ||
| 29 | Creative Planning | 53,094 | 341,000 | 0.27% | ||
| 30 | BLB&B Advisors, LLC | 48,974 | 314,000 | 0.25% | ||
| 31 | Independence Trust CO | 48,072 | 309,000 | 0.25% | ||
| 32 | WFG Advisors, LP | 46,210 | 297,000 | 0.24% | ||
| 33 | STIFEL FINANCIAL CORP | 41,240 | 265,000 | 0.21% | ||
| 34 | LAZARD ASSET MANAGEMENT LLC | 40,370 | 259,000 | 0.21% | PRN | |
| 35 | NEW ENGLAND SECURITIES CORP /MA/ | 35,812 | 230,000 | 0.18% | ||
| 36 | Janney Montgomery Scott LLC | 35,370 | 227,075 | 0.18% | ||
| 37 | Point View Wealth Management, Inc. | 34,637 | 222,000 | 0.18% | ||
| 38 | NWAM LLC | 33,700 | 216,000 | 0.17% | ||
| 39 | Yellowstone Partners, LLC | 32,117 | 206,000 | 0.16% | ||
| 40 | First Allied Advisory Services, Inc. | 31,300 | 202,000 | 0.16% | ||
| 41 | GOLDMAN SACHS GROUP INC | 31,350 | 201,000 | 0.16% | ||
| 42 | Private Harbour Investment Management & Counsel, LLC | 30,500 | 196,000 | 0.16% | ||
| 43 | SHEPHERD KAPLAN KROCHUK, LLC | 29,320 | 188,000 | 0.15% | ||
| 44 | HOERTKORN RICHARD CHARLES | 26,000 | 167,000 | 0.13% | ||
| 45 | CADENCE BANK NA | 24,852 | 160,000 | 0.13% | ||
| 46 | RAYMOND JAMES TRUST N.A. | 24,264 | 155,000 | 0.12% | ||
| 47 | MSI Financial Services Inc | 20,354 | 131,000 | 0.10% | ||
| 48 | PAYDEN & RYGEL | 20,000 | 128,000 | 0.10% | ||
| 49 | Cetera Advisor Networks LLC | 19,462 | 125,000 | 0.10% | ||
| 50 | ProVise Management Group, LLC | 17,353 | 112,000 | 0.09% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
