| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Relative Value Partners, LLC | 3,274,314 | 21,774,000 | 17.96% | ||
| 2 | Saba Capital Management, L.P. | 2,275,180 | 15,130,000 | 12.48% | ||
| 3 | MORGAN STANLEY | 1,758,724 | 11,695,000 | 9.65% | ||
| 4 | WELLS FARGO & COMPANY/MN | 1,592,922 | 10,594,000 | 8.74% | ||
| 5 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 849,727 | 5,651,000 | 4.66% | ||
| 6 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 835,404 | 5,555,000 | 4.58% | ||
| 7 | Invesco Ltd. | 809,277 | 5,381,000 | 4.44% | ||
| 8 | 1607 Capital Partners, LLC | 770,764 | 5,126,000 | 4.23% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 728,826 | 4,846,000 | 4.00% | ||
| 10 | UBS AG | 596,192 | 3,964,000 | 3.27% | ||
| 11 | FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | 446,518 | 2,969,000 | 2.45% | ||
| 12 | ROBINSON CAPITAL MANAGEMENT, LLC | 411,015 | 2,667,000 | 2.20% | ||
| 13 | Sterneck Capital Management, LLC | 349,537 | 2,324,000 | 1.92% | ||
| 14 | Kamunting Street Capital Management, L.P. | 304,647 | 2,026,000 | 1.67% | ||
| 15 | Ancora Advisors LLC | 261,000 | 1,736,000 | 1.43% | ||
| 16 | BANK OF AMERICA CORP /DE/ | 258,600 | 1,720,000 | 1.42% | ||
| 17 | Kingfisher Capital LLC | 244,370 | 1,625,000 | 1.34% | ||
| 18 | Assured Investment Management LLC | 230,415 | 1,532,000 | 1.26% | ||
| 19 | COHEN & STEERS, INC. | 196,070 | 1,304,000 | 1.08% | ||
| 20 | WOLVERINE ASSET MANAGEMENT LLC | 153,866 | 1,023,000 | 0.84% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 147,469 | 981,000 | 0.81% | ||
| 22 | HighTower Advisors, LLC | 107,492 | 715,000 | 0.59% | ||
| 23 | SENTINEL TRUST CO LBA | 100,000 | 665,000 | 0.55% | ||
| 24 | LPL Financial LLC | 97,647 | 649,000 | 0.54% | ||
| 25 | DOLIVER ADVISORS, LP | 96,749 | 643,000 | 0.53% | ||
| 26 | NEW ENGLAND SECURITIES CORP /MA/ | 93,791 | 624,000 | 0.51% | ||
| 27 | CORNERSTONE ADVISORS INC | 91,451 | 608,000 | 0.50% | ||
| 28 | Investors Capital Advisory Services | 75,402 | 501,000 | 0.41% | ||
| 29 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 63,249 | 421,000 | 0.35% | ||
| 30 | Capital Investment Advisors, LLC | 54,960 | 365,000 | 0.30% | ||
| 31 | ROYAL BANK OF CANADA | 50,617 | 337,000 | 0.28% | ||
| 32 | BLB&B Advisors, LLC | 49,198 | 327,000 | 0.27% | ||
| 33 | WFG Advisors, LP | 45,382 | 302,000 | 0.25% | ||
| 34 | NOMURA HOLDINGS INC | 40,680 | 270,000 | 0.22% | ||
| 35 | LAZARD ASSET MANAGEMENT LLC | 40,370 | 268,000 | 0.22% | PRN | |
| 36 | First Allied Advisory Services, Inc. | 40,069 | 268,000 | 0.22% | ||
| 37 | STIFEL FINANCIAL CORP | 38,664 | 257,000 | 0.21% | ||
| 38 | Independence Trust CO | 36,238 | 241,000 | 0.20% | ||
| 39 | Janney Montgomery Scott LLC | 34,392 | 228,707 | 0.19% | ||
| 40 | NWAM LLC | 33,700 | 224,000 | 0.18% | ||
| 41 | Yellowstone Partners, LLC | 31,236 | 208,000 | 0.17% | ||
| 42 | HOERTKORN RICHARD CHARLES | 31,000 | 206,000 | 0.17% | ||
| 43 | Private Harbour Investment Management & Counsel, LLC | 30,500 | 203,000 | 0.17% | ||
| 44 | SHEPHERD KAPLAN KROCHUK, LLC | 29,320 | 195,000 | 0.16% | ||
| 45 | CADENCE BANK NA | 24,852 | 165,000 | 0.14% | ||
| 46 | RAYMOND JAMES TRUST N.A. | 24,264 | 162,000 | 0.13% | ||
| 47 | GOLDMAN SACHS GROUP INC | 23,459 | 156,000 | 0.13% | ||
| 48 | Point View Wealth Management, Inc. | 22,047 | 147,000 | 0.12% | ||
| 49 | VICUS CAPITAL | 21,519 | 143,000 | 0.12% | ||
| 50 | PAYDEN & RYGEL | 20,000 | 133,000 | 0.11% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
