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ASSEMBLY BIOSCIENCES INC
ASSEMBLY BIOSCIENCES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 35 Institutional holders with a total value of $79,346,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MANUFACTURERS LIFE INSURANCE COMPANY, THE 72 1,000 0.00%
2 BANK OF AMERICA CORP /DE/ 1,028 7,000 0.01%
3 JPMORGAN CHASE & CO 2,307 17,000 0.02%
4 BlackRock Investment Management, LLC 2,548 18,000 0.02%
5 BLACKROCK ADVISORS LLC 2,704 19,000 0.02%
6 PRELUDE CAPITAL MANAGEMENT, LLC 6,000 43,000 0.05%
7 Tower Research Capital LLC (TRC) 6,810 50,000 0.06%
8 MORGAN STANLEY 8,055 58,000 0.07%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 11,240 81,000 0.10%
10 Bank of New York Mellon Corp 12,920 93,000 0.12%
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 14,722 106,000 0.13%
12 THOMPSON DAVIS & CO., INC. 14,786 107,000 0.13%
13 CREDIT SUISSE AG/ 15,065 109,000 0.14%
14 B. Riley Wealth Advisors, Inc. 19,757 143,000 0.18%
15 GOLDMAN SACHS GROUP INC 22,901 165,000 0.21%
16 NORTHERN TRUST CORP 40,451 292,000 0.37%
17 JACOBS LEVY EQUITY MANAGEMENT, INC 40,768 294,000 0.37%
18 BLAIR WILLIAM & CO/IL 40,850 295,000 0.37%
19 DIMENSIONAL FUND ADVISORS LP 41,459 299,000 0.38%
20 BlackRock Fund Advisors 45,321 327,000 0.41%
21 GEODE CAPITAL MANAGEMENT, LLC 72,354 521,000 0.66%
22 SABBY MANAGEMENT, LLC 75,200 542,000 0.68%
23 BAKER BROS. ADVISORS LP 250,000 1,803,000 2.27%
24 BlackRock Institutional Trust Company, N.A. 267,699 1,930,000 2.43%
25 Avoro Capital Advisors LLC 268,119 1,933,000 2.44%
26 ACUTA CAPITAL PARTNERS, LLC 314,211 2,265,000 2.85%
27 MILLENNIUM MANAGEMENT LLC 363,704 2,622,000 3.30%
28 PUTNAM INVESTMENTS LLC 370,000 2,668,000 3.36%
29 Rock Springs Capital Management LP 390,000 2,812,000 3.54%
30 VANGUARD GROUP INC 434,374 3,131,000 3.95%
31 QVT Financial LP 807,601 5,059,000 6.38%
32 PERCEPTIVE ADVISORS LLC 777,669 5,606,000 7.07%
33 ORBIMED ADVISORS LLC 1,397,100 10,073,000 12.70%
34 JENNISON ASSOCIATES LLC 2,030,045 14,637,000 18.45%
35 EcoR1 Capital, LLC 2,943,164 21,220,000 26.74%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.