| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,956,221 |
13,889,000 |
58.68% |
|
|
| 2 |
1607 Capital Partners, LLC |
807,310 |
5,732,000 |
24.22% |
|
|
| 3 |
Thomas J. Herzfeld Advisors, Inc. |
132,269 |
939,000 |
3.97% |
|
|
| 4 |
RELATIVE VALUE PARTNERS GROUP, LLC |
102,599 |
728,000 |
3.08% |
|
|
| 5 |
Sterneck Capital Management, LLC |
80,055 |
568,000 |
2.40% |
|
|
| 6 |
Saba Capital Management, L.P. |
55,358 |
393,000 |
1.66% |
|
|
| 7 |
ProVise Management Group, LLC |
48,915 |
348,000 |
1.47% |
|
|
| 8 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
37,131 |
264,000 |
1.12% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
26,986 |
192,000 |
0.81% |
|
|
| 10 |
LPL Financial LLC |
17,093 |
121,000 |
0.51% |
|
|
| 11 |
MORGAN STANLEY |
15,846 |
113,000 |
0.48% |
|
|
| 12 |
NWAM LLC |
12,278 |
87,000 |
0.37% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
12,174 |
86,000 |
0.36% |
|
|
| 14 |
DOLIVER ADVISORS, LP |
10,538 |
75,000 |
0.32% |
|
|
| 15 |
UBS Group AG |
10,043 |
71,000 |
0.30% |
|
|
| 16 |
AMERICAN INTERNATIONAL GROUP, INC. |
2,700 |
19,000 |
0.08% |
|
|
| 17 |
ENVESTNET ASSET MANAGEMENT INC |
2,068 |
15,000 |
0.06% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,715 |
12,000 |
0.05% |
|
|
| 19 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,321 |
9,000 |
0.04% |
|
|
| 20 |
CITIGROUP INC |
912 |
6,000 |
0.03% |
|
|
| 21 |
ROYAL BANK OF CANADA |
600 |
4,000 |
0.02% |
|
|
| 22 |
MSI Financial Services Inc |
21 |
0 |
0.00% |
|
|
