| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,839,575 |
12,785,000 |
58.38% |
|
|
| 2 |
1607 Capital Partners, LLC |
768,387 |
5,340,000 |
24.38% |
|
|
| 3 |
Thomas J. Herzfeld Advisors, Inc. |
124,459 |
865,000 |
3.95% |
|
|
| 4 |
RELATIVE VALUE PARTNERS GROUP, LLC |
105,139 |
731,000 |
3.34% |
|
|
| 5 |
Sterneck Capital Management, LLC |
80,276 |
558,000 |
2.55% |
|
|
| 6 |
Saba Capital Management, L.P. |
52,651 |
366,000 |
1.67% |
|
|
| 7 |
ProVise Management Group, LLC |
49,065 |
341,000 |
1.56% |
|
|
| 8 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
31,948 |
222,000 |
1.01% |
|
|
| 9 |
DOLIVER ADVISORS, LP |
29,369 |
204,000 |
0.93% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
28,253 |
196,000 |
0.89% |
|
|
| 11 |
MORGAN STANLEY |
18,119 |
126,000 |
0.58% |
|
|
| 12 |
BANK OF AMERICA CORP /DE/ |
10,388 |
72,000 |
0.33% |
|
|
| 13 |
UBS Group AG |
2,825 |
20,000 |
0.09% |
|
|
| 14 |
ENVESTNET ASSET MANAGEMENT INC |
2,618 |
18,000 |
0.08% |
|
|
| 15 |
Windsor Capital Management, LLC |
1,800 |
12,000 |
0.05% |
|
|
| 16 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,715 |
12,000 |
0.05% |
|
|
| 17 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,321 |
9,000 |
0.04% |
|
|
| 18 |
MSI Financial Services Inc |
650 |
5,000 |
0.02% |
|
|
| 19 |
CITIGROUP INC |
709 |
5,000 |
0.02% |
|
|
| 20 |
ROYAL BANK OF CANADA |
600 |
4,000 |
0.02% |
|
|
| 21 |
NEXT Financial Group, Inc |
625 |
4,000 |
0.02% |
|
|
| 22 |
WOLVERINE ASSET MANAGEMENT LLC |
709 |
4,000 |
0.02% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
330 |
2,000 |
0.01% |
|
|
