| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,547,073 |
11,866,000 |
57.60% |
|
|
| 2 |
1607 Capital Partners, LLC |
383,644 |
2,943,000 |
14.29% |
|
|
| 3 |
Thomas J. Herzfeld Advisors, Inc. |
163,332 |
1,253,000 |
6.08% |
|
|
| 4 |
Relative Value Partners, LLC |
127,587 |
979,000 |
4.75% |
|
|
| 5 |
Sterneck Capital Management, LLC |
86,933 |
667,000 |
3.24% |
|
|
| 6 |
Raymond James Financial Services Advisors, Inc. |
82,565 |
633,000 |
3.07% |
|
|
| 7 |
Saba Capital Management, L.P. |
72,304 |
555,000 |
2.69% |
|
|
| 8 |
ProVise Management Group, LLC |
53,215 |
409,000 |
1.99% |
|
|
| 9 |
DOLIVER ADVISORS, LP |
44,487 |
341,000 |
1.66% |
|
|
| 10 |
WELLS FARGO & COMPANY/MN |
44,454 |
341,000 |
1.66% |
|
|
| 11 |
Independence Trust CO |
23,266 |
178,000 |
0.86% |
|
|
| 12 |
MORGAN STANLEY |
15,095 |
116,000 |
0.56% |
|
|
| 13 |
BANK OF AMERICA CORP /DE/ |
12,333 |
95,000 |
0.46% |
|
|
| 14 |
NWAM LLC |
12,077 |
93,000 |
0.45% |
|
|
| 15 |
UBS Group AG |
6,038 |
46,000 |
0.22% |
|
|
| 16 |
WESTPORT RESOURCES MANAGEMENT INC |
2,500 |
19,000 |
0.09% |
|
|
| 17 |
ROYAL BANK OF CANADA |
1,900 |
15,000 |
0.07% |
|
|
| 18 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,715 |
13,000 |
0.06% |
|
|
| 19 |
Tower Research Capital LLC (TRC) |
1,600 |
12,000 |
0.06% |
|
|
| 20 |
Creative Planning |
1,000 |
8,000 |
0.04% |
|
|
| 21 |
CITIGROUP INC |
980 |
8,000 |
0.04% |
|
|
| 22 |
NEXT Financial Group, Inc |
625 |
5,000 |
0.02% |
|
|
| 23 |
MSI Financial Services Inc |
650 |
5,000 |
0.02% |
|
|
