| 1 |
SIT INVESTMENT ASSOCIATES INC |
1,608,024 |
11,590,000 |
51.30% |
|
|
| 2 |
1607 Capital Partners, LLC |
757,287 |
5,458,000 |
24.16% |
|
|
| 3 |
NWAM LLC |
122,000 |
1,034,000 |
4.58% |
|
|
| 4 |
Thomas J. Herzfeld Advisors, Inc. |
123,209 |
878,000 |
3.89% |
|
|
| 5 |
RELATIVE VALUE PARTNERS GROUP, LLC |
108,718 |
784,000 |
3.47% |
|
|
| 6 |
Sterneck Capital Management, LLC |
84,509 |
609,000 |
2.70% |
|
|
| 7 |
Saba Capital Management, L.P. |
51,051 |
368,000 |
1.63% |
|
|
| 8 |
ProVise Management Group, LLC |
49,065 |
353,000 |
1.56% |
|
|
| 9 |
WELLS FARGO & COMPANY/MN |
34,662 |
250,000 |
1.11% |
|
|
| 10 |
DOLIVER ADVISORS, LP |
30,535 |
220,000 |
0.97% |
|
|
| 11 |
LANDSCAPE CAPITAL MANAGEMENT, L.L.C. |
29,529 |
213,000 |
0.94% |
|
|
| 12 |
Arlington Capital Management, Inc. |
24,788 |
179,000 |
0.79% |
|
|
| 13 |
MORGAN STANLEY |
22,558 |
163,000 |
0.72% |
|
|
| 14 |
Independence Trust CO |
20,994 |
151,000 |
0.67% |
|
|
| 15 |
WOLVERINE ASSET MANAGEMENT LLC |
14,847 |
107,000 |
0.47% |
|
|
| 16 |
Virtu KCG Holdings LLC |
11,774 |
85,000 |
0.38% |
|
|
| 17 |
BANK OF AMERICA CORP /DE/ |
11,388 |
82,000 |
0.36% |
|
|
| 18 |
UBS Group AG |
5,010 |
36,000 |
0.16% |
|
|
| 19 |
LADENBURG THALMANN FINANCIAL SERVICES INC. |
1,715 |
12,000 |
0.05% |
|
|
| 20 |
PNC FINANCIAL SERVICES GROUP, INC. |
1,388 |
10,000 |
0.04% |
|
|
| 21 |
MSI Financial Services Inc |
650 |
5,000 |
0.02% |
|
|
| 22 |
NEXT Financial Group, Inc |
625 |
4,000 |
0.02% |
|
|
| 23 |
Tower Research Capital LLC (TRC) |
100 |
1,000 |
0.00% |
|
|
