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NUVEEN MULTI MKT INCOME FD
NUVEEN MULTI MKT INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 19 Institutional holders with a total value of $28,328,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 PATRIOT FINANCIAL GROUP INSURANCE AGENCY, LLC 1,700 12,000 0.04%
2 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,715 13,000 0.05%
3 UBS Group AG 2,128 16,000 0.06%
4 PNC FINANCIAL SERVICES GROUP, INC. 2,872 21,000 0.07%
5 BANK OF AMERICA CORP /DE/ 10,086 74,000 0.26%
6 NWAM LLC 12,481 91,000 0.32%
7 Raymond James Financial Services Advisors, Inc. 12,687 93,000 0.33%
8 MORGAN STANLEY 13,794 101,000 0.36%
9 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 15,897 116,000 0.41%
10 Saba Capital Management, L.P. 17,285 126,000 0.44%
11 WELLS FARGO & COMPANY/MN 18,223 133,000 0.47%
12 AMERIPRISE FINANCIAL INC 22,732 166,000 0.59%
13 RELATIVE VALUE PARTNERS GROUP, LLC 42,252 308,000 1.09%
14 ProVise Management Group, LLC 44,764 326,000 1.15%
15 Sterneck Capital Management, LLC 51,238 374,000 1.32%
16 Thomas J. Herzfeld Advisors, Inc. 68,474 500,000 1.77%
17 LPL Financial LLC 83,059 607,000 2.14%
18 1607 Capital Partners, LLC 787,697 5,750,000 20.30%
19 SIT INVESTMENT ASSOCIATES INC 2,671,407 19,501,000 68.84%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.