| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 618,017 | 7,232,000 | 26.32% | ||
| 2 | Advisors Asset Management, Inc. | 370,148 | 4,331,000 | 15.76% | ||
| 3 | Invesco Ltd. | 231,626 | 2,710,000 | 9.86% | ||
| 4 | WOLVERINE ASSET MANAGEMENT LLC | 184,480 | 2,158,000 | 7.86% | ||
| 5 | CORNERSTONE ADVISORS INC | 108,641 | 1,271,000 | 4.63% | ||
| 6 | HSBC HOLDINGS PLC | 95,710 | 1,120,000 | 4.08% | ||
| 7 | LPL Financial LLC | 93,046 | 1,089,000 | 3.96% | ||
| 8 | MORGAN STANLEY | 85,873 | 1,005,000 | 3.66% | ||
| 9 | WELLS FARGO & COMPANY/MN | 84,972 | 994,000 | 3.62% | ||
| 10 | GOLDMAN SACHS GROUP INC | 83,516 | 977,000 | 3.56% | ||
| 11 | FIRST TRUST ADVISORS LP | 68,297 | 799,000 | 2.91% | ||
| 12 | DOLIVER ADVISORS, LP | 57,000 | 667,000 | 2.43% | ||
| 13 | AQR CAPITAL MANAGEMENT LLC | 52,095 | 610,000 | 2.22% | ||
| 14 | Saba Capital Management, L.P. | 47,729 | 558,000 | 2.03% | ||
| 15 | UBS AG | 47,665 | 558,000 | 2.03% | ||
| 16 | TFS CAPITAL LLC | 24,063 | 282,000 | 1.03% | ||
| 17 | Mariner, LLC | 21,728 | 254,000 | 0.92% | ||
| 18 | BANK OF AMERICA CORP /DE/ | 16,263 | 190,000 | 0.69% | ||
| 19 | OPPENHEIMER & CO INC | 13,400 | 157,000 | 0.57% | ||
| 20 | Shaker Financial Services, LLC | 12,644 | 148,000 | 0.54% | ||
| 21 | FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 12,418 | 145,000 | 0.53% | ||
| 22 | Joel Isaacson & Co., LLC | 8,173 | 96,000 | 0.35% | ||
| 23 | ROYAL BANK OF CANADA | 4,154 | 49,000 | 0.18% | ||
| 24 | DELTA ASSET MANAGEMENT LLC/TN | 1,950 | 23,000 | 0.08% | ||
| 25 | AMERICAN INTERNATIONAL GROUP, INC. | 1,614 | 18,884 | 0.07% | ||
| 26 | WFG Advisors, LP | 1,177 | 14,000 | 0.05% | ||
| 27 | OPTIMUM INVESTMENT ADVISORS | 506 | 6,000 | 0.02% | ||
| 28 | PALLADIUM PARTNERS LLC | 400 | 5,000 | 0.02% | ||
| 29 | CITIGROUP INC | 332 | 4,000 | 0.01% | ||
| 30 | Thomas J. Herzfeld Advisors, Inc. | 151 | 2,000 | 0.01% | ||
| 31 | FLOW TRADERS U.S. LLC | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
