| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Advisors Asset Management, Inc. | 1,208,365 | 14,742,000 | 38.12% | ||
| 2 | GUGGENHEIM CAPITAL LLC | 457,043 | 5,576,000 | 14.42% | ||
| 3 | Invesco Ltd. | 205,509 | 2,507,000 | 6.48% | ||
| 4 | CLOUGH CAPITAL PARTNERS L P | 134,900 | 1,646,000 | 4.26% | ||
| 5 | WELLS FARGO & COMPANY/MN | 128,759 | 1,571,000 | 4.06% | ||
| 6 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 126,599 | 1,545,000 | 4.00% | ||
| 7 | MORGAN STANLEY | 116,793 | 1,425,000 | 3.68% | ||
| 8 | LPL Financial LLC | 90,827 | 1,102,000 | 2.85% | ||
| 9 | FIRST TRUST ADVISORS LP | 88,150 | 1,075,000 | 2.78% | ||
| 10 | CORNERSTONE ADVISORS INC | 78,935 | 963,000 | 2.49% | ||
| 11 | AQR ARBITRAGE LLC | 76,949 | 939,000 | 2.43% | ||
| 12 | UBS Group AG | 76,801 | 937,000 | 2.42% | ||
| 13 | RAYMOND JAMES & ASSOCIATES | 44,527 | 543,000 | 1.40% | ||
| 14 | HSBC HOLDINGS PLC | 43,710 | 533,000 | 1.38% | ||
| 15 | Robert W. Baird & Co. Inc | 40,472 | 494,000 | 1.28% | ||
| 16 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 37,816 | 461,000 | 1.19% | ||
| 17 | Round Table Services, LLC | 25,400 | 310,000 | 0.80% | ||
| 18 | DOLIVER ADVISORS, LP | 25,105 | 306,000 | 0.79% | ||
| 19 | OPPENHEIMER & CO INC | 19,926 | 243,000 | 0.63% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 19,308 | 236,000 | 0.61% | ||
| 21 | CITIGROUP INC | 16,568 | 202,000 | 0.52% | ||
| 22 | Shaker Financial Services, LLC | 16,280 | 199,000 | 0.51% | ||
| 23 | Saba Capital Management, L.P. | 15,767 | 192,000 | 0.50% | ||
| 24 | Mariner, LLC | 14,933 | 182,000 | 0.47% | ||
| 25 | Focused Wealth Management, Inc | 11,489 | 140,000 | 0.36% | ||
| 26 | Virtu KCG Holdings LLC | 10,781 | 132,000 | 0.34% | ||
| 27 | Joel Isaacson & Co., LLC | 8,173 | 100,000 | 0.26% | ||
| 28 | Thomas J. Herzfeld Advisors, Inc. | 7,586 | 93,000 | 0.24% | ||
| 29 | Advisory Services Network, LLC | 4,200 | 52,000 | 0.13% | ||
| 30 | MSI Financial Services Inc | 3,885 | 47,000 | 0.12% | ||
| 31 | HUNTINGTON NATIONAL BANK | 3,000 | 37,000 | 0.10% | ||
| 32 | AMERICAN INTERNATIONAL GROUP, INC. | 2,814 | 34,331 | 0.09% | ||
| 33 | Creative Planning | 2,000 | 24,000 | 0.06% | ||
| 34 | US BANCORP \DE\ | 1,800 | 22,000 | 0.06% | ||
| 35 | NEXT Financial Group, Inc | 1,550 | 18,000 | 0.05% | ||
| 36 | BANK OF MONTREAL /CAN/ | 1,200 | 15,000 | 0.04% | ||
| 37 | ROYAL BANK OF CANADA | 1,000 | 12,000 | 0.03% | ||
| 38 | PNC FINANCIAL SERVICES GROUP, INC. | 752 | 9,000 | 0.02% | ||
| 39 | OPTIMUM INVESTMENT ADVISORS | 552 | 7,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
