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NUVEEN DIVERSIFIED DIVID I
NUVEEN DIVERSIFIED DIVID I. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 41 Institutional holders with a total value of $29,659,394.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 551,669 6,493,000 21.89%
2 GUGGENHEIM CAPITAL LLC 541,478 6,374,000 21.49%
3 Invesco Ltd. 201,562 2,372,000 8.00%
4 MORGAN STANLEY 120,935 1,423,000 4.80%
5 WELLS FARGO & COMPANY/MN 120,772 1,421,000 4.79%
6 CORNERSTONE ADVISORS INC 105,519 1,242,000 4.19%
7 LPL Financial LLC 88,852 1,046,000 3.53%
8 FIRST TRUST ADVISORS LP 85,307 1,004,000 3.39%
9 UBS Group AG 83,166 979,000 3.30%
10 Shaker Financial Services, LLC 62,441 735,000 2.48%
11 GOLDMAN SACHS GROUP INC 53,960 635,000 2.14%
12 PARAMETRIC PORTFOLIO ASSOCIATES LLC 49,510 583,000 1.97%
13 DOLIVER ADVISORS, LP 48,187 567,000 1.91%
14 TFS CAPITAL LLC 44,028 518,000 1.75%
15 HSBC HOLDINGS PLC 43,710 514,000 1.73%
16 Saba Capital Management, L.P. 41,718 491,000 1.66%
17 WOLVERINE ASSET MANAGEMENT LLC 40,160 472,000 1.59%
18 AQR CAPITAL MANAGEMENT LLC 32,895 387,000 1.30%
19 RAYMOND JAMES & ASSOCIATES 27,733 326,000 1.10%
20 CITIGROUP INC 20,373 240,000 0.81%
21 Thomas J. Herzfeld Advisors, Inc. 20,232 238,000 0.80%
22 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 19,417 229,000 0.77%
23 BANK OF AMERICA CORP /DE/ 18,310 216,000 0.73%
24 OPPENHEIMER & CO INC 16,926 199,000 0.67%
25 Mariner, LLC 15,983 188,000 0.63%
26 Focused Wealth Management, Inc 12,942 152,000 0.51%
27 FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX 11,103 131,000 0.44%
28 Joel Isaacson & Co., LLC 8,173 96,000 0.32%
29 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,847 69,000 0.23%
30 TCI Wealth Advisors, Inc. 5,000 59,000 0.20%
31 Advisory Services Network, LLC 4,200 51,000 0.17%
32 NEW ENGLAND SECURITIES CORP /MA/ 3,885 46,000 0.16%
33 NATIONAL PLANNING CORP 2,815 33,273 0.11%
34 AMERICAN INTERNATIONAL GROUP, INC. 2,814 33,121 0.11%
35 Creative Planning 2,000 24,000 0.08%
36 NEXT Financial Group, Inc 1,550 18,000 0.06%
37 WFG Advisors, LP 1,512 18,000 0.06%
38 BANK OF MONTREAL /CAN/ 1,200 14,000 0.05%
39 ROYAL BANK OF CANADA 1,000 12,000 0.04%
40 OPTIMUM INVESTMENT ADVISORS 552 6,000 0.02%
41 DELTA ASSET MANAGEMENT LLC/TN 450 5,000 0.02%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.