| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 655,803 | 7,634,000 | 27.42% | ||
| 2 | Advisors Asset Management, Inc. | 500,643 | 5,827,000 | 20.93% | ||
| 3 | Invesco Ltd. | 222,003 | 2,584,000 | 9.28% | ||
| 4 | CORNERSTONE ADVISORS INC | 124,200 | 1,446,000 | 5.19% | ||
| 5 | MORGAN STANLEY | 108,533 | 1,263,000 | 4.54% | ||
| 6 | WELLS FARGO & COMPANY/MN | 97,175 | 1,131,000 | 4.06% | ||
| 7 | LPL Financial LLC | 93,493 | 1,082,000 | 3.89% | ||
| 8 | FIRST TRUST ADVISORS LP | 80,132 | 933,000 | 3.35% | ||
| 9 | GOLDMAN SACHS GROUP INC | 54,615 | 636,000 | 2.28% | ||
| 10 | HSBC HOLDINGS PLC | 52,710 | 614,000 | 2.21% | ||
| 11 | AQR CAPITAL MANAGEMENT LLC | 51,368 | 598,000 | 2.15% | ||
| 12 | UBS AG | 50,790 | 591,000 | 2.12% | ||
| 13 | Saba Capital Management, L.P. | 47,729 | 556,000 | 2.00% | ||
| 14 | TFS CAPITAL LLC | 43,685 | 508,000 | 1.82% | ||
| 15 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 35,512 | 413,000 | 1.48% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 31,233 | 364,000 | 1.31% | ||
| 17 | DOLIVER ADVISORS, LP | 17,983 | 209,000 | 0.75% | ||
| 18 | Mariner, LLC | 17,148 | 200,000 | 0.72% | ||
| 19 | OPPENHEIMER & CO INC | 16,908 | 197,000 | 0.71% | ||
| 20 | BANK OF AMERICA CORP /DE/ | 16,804 | 196,000 | 0.70% | ||
| 21 | Focused Wealth Management, Inc | 14,417 | 168,000 | 0.60% | ||
| 22 | FIDUCIARY FINANCIAL SERVICES OF THE SOUTHWEST INC /TX | 11,128 | 130,000 | 0.47% | ||
| 23 | WOLVERINE ASSET MANAGEMENT LLC | 8,446 | 98,000 | 0.35% | ||
| 24 | Joel Isaacson & Co., LLC | 8,173 | 95,000 | 0.34% | ||
| 25 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 7,400 | 86,000 | 0.31% | ||
| 26 | CITIGROUP INC | 6,977 | 81,000 | 0.29% | ||
| 27 | TCI Wealth Advisors, Inc. | 5,000 | 58,000 | 0.21% | ||
| 28 | AMERICAN INTERNATIONAL GROUP, INC. | 2,814 | 32,755 | 0.12% | ||
| 29 | NEW ENGLAND SECURITIES CORP /MA/ | 2,200 | 26,000 | 0.09% | ||
| 30 | Creative Planning | 2,000 | 23,000 | 0.08% | ||
| 31 | NEXT Financial Group, Inc | 1,550 | 18,000 | 0.06% | ||
| 32 | WFG Advisors, LP | 1,337 | 16,000 | 0.06% | ||
| 33 | PRIVATE TRUST CO NA | 854 | 10,000 | 0.04% | ||
| 34 | DELTA ASSET MANAGEMENT LLC/TN | 900 | 10,000 | 0.04% | ||
| 35 | OPTIMUM INVESTMENT ADVISORS | 528 | 6,000 | 0.02% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
