| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,490,544 | 19,958,000 | 16.18% | ||
| 2 | Karpus Management, Inc. | 1,059,740 | 14,190,000 | 11.50% | ||
| 3 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,018,426 | 13,637,000 | 11.05% | ||
| 4 | SIT INVESTMENT ASSOCIATES INC | 523,921 | 7,015,000 | 5.69% | ||
| 5 | Invesco Ltd. | 454,350 | 6,084,000 | 4.93% | PRN | |
| 6 | GUGGENHEIM CAPITAL LLC | 437,204 | 5,854,000 | 4.75% | ||
| 7 | UBS AG | 390,198 | 5,225,000 | 4.24% | ||
| 8 | MORGAN STANLEY | 389,037 | 5,209,000 | 4.22% | ||
| 9 | MACKAY SHIELDS LLC | 295,808 | 3,961,000 | 3.21% | ||
| 10 | COHEN & STEERS, INC. | 290,406 | 3,889,000 | 3.15% | ||
| 11 | Global Endowment Management, LP | 243,430 | 3,260,000 | 2.64% | ||
| 12 | MARINER INVESTMENT GROUP LLC | 226,713 | 3,036,000 | 2.46% | ||
| 13 | WELLS FARGO & COMPANY/MN | 226,380 | 3,032,000 | 2.46% | ||
| 14 | Advisors Asset Management, Inc. | 210,141 | 2,814,000 | 2.28% | ||
| 15 | LPL Financial LLC | 197,204 | 2,641,000 | 2.14% | ||
| 16 | AQR CAPITAL MANAGEMENT LLC | 196,346 | 2,629,000 | 2.13% | ||
| 17 | BANK OF AMERICA CORP /DE/ | 189,505 | 2,538,000 | 2.06% | ||
| 18 | OAK HILL ADVISORS LP | 184,100 | 2,465,000 | 2.00% | ||
| 19 | TFS CAPITAL LLC | 140,371 | 1,880,000 | 1.52% | ||
| 20 | Horizon Kinetics LLC | 137,497 | 1,841,000 | 1.49% | ||
| 21 | ROYAL BANK OF CANADA | 83,032 | 1,112,000 | 0.90% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 77,216 | 1,034,000 | 0.84% | ||
| 23 | FIFTH THIRD BANCORP | 63,279 | 847,000 | 0.69% | ||
| 24 | VAN ECK ASSOCIATES CORP | 59,696 | 799,000 | 0.65% | ||
| 25 | Allianz Asset Management GmbH | 55,000 | 736,000 | 0.60% | ||
| 26 | Gruss Capital Management LP | 54,421 | 729,000 | 0.59% | ||
| 27 | Marathon Partners Equity Management, LLC | 53,000 | 710,000 | 0.58% | ||
| 28 | FIRST TRUST ADVISORS LP | 49,335 | 661,000 | 0.54% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 43,973 | 589,000 | 0.48% | ||
| 30 | Concert Wealth Management Inc. | 38,239 | 511,000 | 0.41% | ||
| 31 | Commonwealth Equity Services, Inc | 32,453 | 435,000 | 0.35% | ||
| 32 | Creative Planning | 28,045 | 376,000 | 0.30% | ||
| 33 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 26,315 | 352,000 | 0.29% | ||
| 34 | Capital Investment Advisors, LLC | 24,648 | 330,036 | 0.27% | ||
| 35 | BARCLAYS PLC | 20,865 | 271,000 | 0.22% | ||
| 36 | HighTower Advisors, LLC | 18,100 | 242,000 | 0.20% | ||
| 37 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,618 | 209,000 | 0.17% | ||
| 38 | Joel Isaacson & Co., LLC | 15,000 | 201,000 | 0.16% | ||
| 39 | WFG Advisors, LP | 13,833 | 185,000 | 0.15% | ||
| 40 | First Allied Advisory Services, Inc. | 13,451 | 180,000 | 0.15% | ||
| 41 | ALLIANCEBERNSTEIN L.P. | 12,361 | 166,000 | 0.13% | ||
| 42 | Thomas J. Herzfeld Advisors, Inc. | 11,432 | 153,000 | 0.12% | ||
| 43 | DRW Securities, LLC | 11,000 | 147,000 | 0.12% | ||
| 44 | Yellowstone Partners, LLC | 10,696 | 143,000 | 0.12% | ||
| 45 | VICUS CAPITAL | 10,301 | 138,000 | 0.11% | ||
| 46 | Tradewinds Capital Management, LLC | 9,930 | 133,000 | 0.11% | ||
| 47 | AMERICAN INTERNATIONAL GROUP, INC. | 6,782 | 90,811 | 0.07% | ||
| 48 | FineMark National Bank & Trust | 6,085 | 81,000 | 0.07% | ||
| 49 | Madden Advisory Services, Inc. | 5,949 | 80,000 | 0.06% | ||
| 50 | WOLVERINE ASSET MANAGEMENT LLC | 5,398 | 72,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
