| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,377,420 | 19,918,000 | 14.93% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,225,930 | 17,727,000 | 13.28% | ||
| 3 | PROFICIO CAPITAL PARTNERS LLC | 658,488 | 9,522,000 | 7.14% | ||
| 4 | Karpus Management, Inc. | 524,289 | 7,581,000 | 5.68% | ||
| 5 | GUGGENHEIM CAPITAL LLC | 480,414 | 6,947,000 | 5.21% | ||
| 6 | BANK OF AMERICA CORP /DE/ | 476,937 | 6,897,000 | 5.17% | ||
| 7 | Invesco Ltd. | 436,993 | 6,319,000 | 4.74% | ||
| 8 | MORGAN STANLEY | 421,906 | 6,101,000 | 4.57% | ||
| 9 | SIT INVESTMENT ASSOCIATES INC | 367,917 | 5,320,000 | 3.99% | ||
| 10 | Fiera Capital Corp | 328,340 | 4,748,000 | 3.56% | ||
| 11 | MARINER INVESTMENT GROUP LLC | 315,379 | 4,560,000 | 3.42% | ||
| 12 | OAK HILL ADVISORS LP | 284,100 | 4,108,000 | 3.08% | ||
| 13 | LPL Financial LLC | 277,613 | 4,023,000 | 3.01% | ||
| 14 | WELLS FARGO & COMPANY/MN | 230,789 | 3,337,000 | 2.50% | ||
| 15 | COHEN & STEERS, INC. | 212,448 | 3,072,000 | 2.30% | ||
| 16 | VAN ECK ASSOCIATES CORP | 123,407 | 1,784,000 | 1.34% | ||
| 17 | Advisors Asset Management, Inc. | 101,828 | 1,472,000 | 1.10% | ||
| 18 | 1832 Asset Management L.P. | 100,000 | 1,462,000 | 1.10% | ||
| 19 | ROYAL BANK OF CANADA | 94,222 | 1,362,000 | 1.02% | ||
| 20 | NORTHERN CAPITAL MANAGEMENT LLC | 81,865 | 1,184,000 | 0.89% | ||
| 21 | FIFTH THIRD BANCORP | 75,064 | 1,085,000 | 0.81% | ||
| 22 | PNC FINANCIAL SERVICES GROUP, INC. | 74,781 | 1,082,000 | 0.81% | ||
| 23 | NATIONAL PLANNING CORP | 62,640 | 913,000 | 0.68% | ||
| 24 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 62,555 | 905,000 | 0.68% | ||
| 25 | FIRST TRUST ADVISORS LP | 52,478 | 759,000 | 0.57% | ||
| 26 | RAYMOND JAMES & ASSOCIATES | 46,189 | 668,000 | 0.50% | ||
| 27 | Tradewinds Capital Management, LLC | 45,705 | 661,000 | 0.50% | ||
| 28 | HighTower Advisors, LLC | 41,780 | 603,000 | 0.45% | ||
| 29 | STIFEL FINANCIAL CORP | 39,975 | 578,000 | 0.43% | ||
| 30 | Global Endowment Management, LP | 39,630 | 573,000 | 0.43% | ||
| 31 | Commonwealth Equity Services, Inc | 39,057 | 565,000 | 0.42% | ||
| 32 | Concert Wealth Management Inc. | 33,557 | 485,000 | 0.36% | ||
| 33 | OPTIMUM INVESTMENT ADVISORS | 31,305 | 453,000 | 0.34% | ||
| 34 | BENJAMIN F. EDWARDS & COMPANY, INC. | 31,157 | 451,000 | 0.34% | ||
| 35 | GSA CAPITAL PARTNERS LLP | 30,400 | 440,000 | 0.33% | ||
| 36 | RAYMOND JAMES TRUST N.A. | 27,000 | 390,000 | 0.29% | ||
| 37 | Arete Wealth Advisors, LLC | 26,244 | 379,000 | 0.28% | ||
| 38 | AQR ARBITRAGE LLC | 25,260 | 365,000 | 0.27% | ||
| 39 | USCA RIA LLC | 24,621 | 356,000 | 0.27% | ||
| 40 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 24,000 | 347,000 | 0.26% | ||
| 41 | Horizon Kinetics LLC | 22,618 | 327,000 | 0.25% | ||
| 42 | Capital Investment Advisors, LLC | 20,825 | 301,000 | 0.23% | ||
| 43 | WEDBUSH SECURITIES INC | 20,500 | 296,000 | 0.22% | ||
| 44 | Yellowstone Partners, LLC | 18,696 | 270,000 | 0.20% | ||
| 45 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,572 | 240,000 | 0.18% | ||
| 46 | Cambridge Investment Research Advisors, Inc. | 15,270 | 221,000 | 0.17% | ||
| 47 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 15,516 | 218,000 | 0.16% | ||
| 48 | VICUS CAPITAL | 14,886 | 215,000 | 0.16% | ||
| 49 | BAIRD FINANCIAL GROUP, INC. | 13,233 | 191,000 | 0.14% | ||
| 50 | Carnick & Kubik, LLC | 12,925 | 187,000 | 0.14% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
