| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,486,800 | 21,053,000 | 15.15% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,210,290 | 17,138,000 | 12.34% | ||
| 3 | Karpus Management, Inc. | 1,103,798 | 15,630,000 | 11.25% | ||
| 4 | Invesco Ltd. | 565,036 | 8,001,000 | 5.76% | PRN | |
| 5 | GUGGENHEIM CAPITAL LLC | 510,054 | 7,222,000 | 5.20% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 488,917 | 6,923,000 | 4.98% | ||
| 7 | MARINER INVESTMENT GROUP LLC | 421,609 | 5,970,000 | 4.30% | ||
| 8 | BANK OF AMERICA CORP /DE/ | 386,729 | 5,476,000 | 3.94% | ||
| 9 | MORGAN STANLEY | 366,818 | 5,194,000 | 3.74% | ||
| 10 | UBS Group AG | 353,990 | 5,012,000 | 3.61% | ||
| 11 | Advisors Asset Management, Inc. | 292,897 | 4,147,000 | 2.99% | ||
| 12 | OAK HILL ADVISORS LP | 284,100 | 4,023,000 | 2.90% | ||
| 13 | WELLS FARGO & COMPANY/MN | 222,993 | 3,158,000 | 2.27% | ||
| 14 | COHEN & STEERS, INC. | 219,427 | 3,107,000 | 2.24% | ||
| 15 | AQR CAPITAL MANAGEMENT LLC | 204,074 | 2,889,000 | 2.08% | ||
| 16 | Global Endowment Management, LP | 193,430 | 2,739,000 | 1.97% | ||
| 17 | MACKAY SHIELDS LLC | 179,256 | 2,538,000 | 1.83% | ||
| 18 | BB&T SECURITIES, LLC | 10,931 | 1,547,000 | 1.11% | ||
| 19 | 1832 Asset Management L.P. | 100,000 | 1,415,000 | 1.02% | ||
| 20 | LPL Financial LLC | 91,588 | 1,297,000 | 0.93% | ||
| 21 | ROYAL BANK OF CANADA | 84,143 | 1,191,000 | 0.86% | ||
| 22 | VAN ECK ASSOCIATES CORP | 81,323 | 1,152,000 | 0.83% | ||
| 23 | PNC FINANCIAL SERVICES GROUP, INC. | 70,903 | 1,003,000 | 0.72% | ||
| 24 | Horizon Kinetics LLC | 66,977 | 948,000 | 0.68% | ||
| 25 | FIFTH THIRD BANCORP | 63,279 | 896,000 | 0.64% | ||
| 26 | PT ASSET MANAGEMENT, LLC | 59,122 | 837,000 | 0.60% | ||
| 27 | FIRST TRUST ADVISORS LP | 55,717 | 789,000 | 0.57% | ||
| 28 | HighTower Advisors, LLC | 45,601 | 646,000 | 0.47% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 35,612 | 504,000 | 0.36% | ||
| 30 | Concert Wealth Management Inc. | 34,267 | 485,000 | 0.35% | ||
| 31 | Commonwealth Equity Services, Inc | 31,626 | 448,000 | 0.32% | ||
| 32 | Creative Planning | 31,242 | 442,000 | 0.32% | ||
| 33 | RAYMOND JAMES TRUST N.A. | 28,900 | 409,000 | 0.29% | ||
| 34 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 26,315 | 373,000 | 0.27% | ||
| 35 | Allen Investment Management, LLC | 26,265 | 372,000 | 0.27% | ||
| 36 | Capital Investment Advisors, LLC | 23,583 | 334,000 | 0.24% | ||
| 37 | Arete Wealth Advisors, LLC | 19,777 | 280,000 | 0.20% | ||
| 38 | DRW Securities, LLC | 17,700 | 251,000 | 0.18% | ||
| 39 | Tradewinds Capital Management, LLC | 17,330 | 245,000 | 0.18% | ||
| 40 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 16,042 | 227,000 | 0.16% | ||
| 41 | VICUS CAPITAL | 15,351 | 217,000 | 0.16% | ||
| 42 | Yellowstone Partners, LLC | 15,146 | 214,000 | 0.15% | ||
| 43 | BENJAMIN F. EDWARDS & COMPANY, INC. | 15,068 | 213,000 | 0.15% | ||
| 44 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 13,303 | 185,000 | 0.13% | ||
| 45 | Liberty Street Advisors, Inc. | 12,960 | 184,000 | 0.13% | ||
| 46 | Cambridge Investment Research Advisors, Inc. | 11,826 | 167,000 | 0.12% | ||
| 47 | First Allied Advisory Services, Inc. | 11,800 | 166,000 | 0.12% | ||
| 48 | OPPENHEIMER & CO INC | 10,547 | 149,000 | 0.11% | ||
| 49 | NATIONAL PLANNING CORP | 10,140 | 145,509 | 0.10% | ||
| 50 | WEDBUSH SECURITIES INC | 10,100 | 143,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
