| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 1,356,916 | 19,255,000 | 13.05% | ||
| 2 | PARAMETRIC PORTFOLIO ASSOCIATES LLC | 1,212,313 | 17,203,000 | 11.66% | ||
| 3 | SIT INVESTMENT ASSOCIATES INC | 905,463 | 12,849,000 | 8.71% | ||
| 4 | Karpus Management, Inc. | 874,236 | 12,405,000 | 8.41% | ||
| 5 | UBS Group AG | 859,227 | 12,192,000 | 8.26% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 519,561 | 7,372,000 | 5.00% | ||
| 7 | Invesco Ltd. | 510,144 | 7,239,000 | 4.91% | PRN | |
| 8 | MARINER INVESTMENT GROUP LLC | 479,797 | 6,808,000 | 4.61% | ||
| 9 | MORGAN STANLEY | 416,236 | 5,906,000 | 4.00% | ||
| 10 | BANK OF AMERICA CORP /DE/ | 373,168 | 5,295,000 | 3.59% | ||
| 11 | OAK HILL ADVISORS LP | 284,100 | 4,031,000 | 2.73% | ||
| 12 | Advisors Asset Management, Inc. | 278,198 | 3,948,000 | 2.68% | ||
| 13 | WELLS FARGO & COMPANY/MN | 228,018 | 3,235,000 | 2.19% | ||
| 14 | COHEN & STEERS, INC. | 204,984 | 2,909,000 | 1.97% | ||
| 15 | COHEN & STEERS CAPITAL MANAGEMENT INC | 204,984 | 2,909,000 | 1.97% | ||
| 16 | Global Endowment Management, LP | 169,630 | 2,407,000 | 1.63% | ||
| 17 | AQR ARBITRAGE LLC | 139,140 | 1,974,000 | 1.34% | ||
| 18 | PT ASSET MANAGEMENT, LLC | 106,707 | 1,514,000 | 1.03% | ||
| 19 | 1832 Asset Management L.P. | 100,000 | 1,421,000 | 0.96% | ||
| 20 | VAN ECK ASSOCIATES CORP | 92,294 | 1,310,000 | 0.89% | ||
| 21 | LPL Financial LLC | 89,976 | 1,275,000 | 0.86% | ||
| 22 | ROYAL BANK OF CANADA | 85,324 | 1,211,000 | 0.82% | ||
| 23 | FIFTH THIRD BANCORP | 63,279 | 898,000 | 0.61% | ||
| 24 | NATIONAL PLANNING CORP | 60,140 | 833,000 | 0.56% | ||
| 25 | FIRST TRUST ADVISORS LP | 57,476 | 816,000 | 0.55% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 56,687 | 804,000 | 0.55% | ||
| 27 | Liberty Street Advisors, Inc. | 49,018 | 696,000 | 0.47% | ||
| 28 | Horizon Kinetics LLC | 47,909 | 680,000 | 0.46% | ||
| 29 | RAYMOND JAMES & ASSOCIATES | 35,612 | 505,000 | 0.34% | ||
| 30 | HighTower Advisors, LLC | 35,019 | 497,000 | 0.34% | ||
| 31 | Creative Planning | 34,768 | 493,000 | 0.33% | ||
| 32 | DOLIVER ADVISORS, LP | 27,921 | 396,000 | 0.27% | ||
| 33 | RAYMOND JAMES TRUST N.A. | 27,000 | 383,000 | 0.26% | ||
| 34 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 26,315 | 369,000 | 0.25% | ||
| 35 | GSA CAPITAL PARTNERS LLP | 25,000 | 355,000 | 0.24% | ||
| 36 | Commonwealth Equity Services, Inc | 24,371 | 346,000 | 0.23% | ||
| 37 | Arete Wealth Advisors, LLC | 23,821 | 338,000 | 0.23% | ||
| 38 | Capital Investment Advisors, LLC | 61,614 | 335,000 | 0.23% | ||
| 39 | Allen Investment Management, LLC | 23,567 | 334,000 | 0.23% | ||
| 40 | Robert W. Baird & Co. Inc | 23,341 | 331,000 | 0.22% | ||
| 41 | BENJAMIN F. EDWARDS & COMPANY, INC. | 19,702 | 280,000 | 0.19% | ||
| 42 | Tradewinds Capital Management, LLC | 18,730 | 266,000 | 0.18% | ||
| 43 | DRW Securities, LLC | 16,000 | 227,000 | 0.15% | ||
| 44 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 15,620 | 222,000 | 0.15% | ||
| 45 | Virtu KCG Holdings LLC | 15,503 | 220,000 | 0.15% | ||
| 46 | VICUS CAPITAL | 15,351 | 218,000 | 0.15% | ||
| 47 | Yellowstone Partners, LLC | 15,146 | 215,000 | 0.15% | ||
| 48 | Cambridge Investment Research Advisors, Inc. | 15,132 | 215,000 | 0.15% | ||
| 49 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 14,226 | 201,000 | 0.14% | ||
| 50 | Curi Capital, LLC | 13,060 | 185,000 | 0.13% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
