| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 1,656,404 | 25,658,000 | 22.21% | ||
| 2 | MORGAN STANLEY | 576,000 | 8,922,000 | 7.72% | ||
| 3 | Oxbow Advisors, LLC | 516,069 | 7,994,000 | 6.92% | ||
| 4 | Invesco Ltd. | 451,183 | 6,989,000 | 6.05% | ||
| 5 | PROFICIO CAPITAL PARTNERS LLC | 429,623 | 6,603,000 | 5.71% | ||
| 6 | SIT INVESTMENT ASSOCIATES INC | 404,430 | 6,265,000 | 5.42% | ||
| 7 | Fiera Capital Corp | 318,182 | 4,929,000 | 4.27% | ||
| 8 | GUGGENHEIM CAPITAL LLC | 316,028 | 4,895,000 | 4.24% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 305,428 | 4,731,000 | 4.09% | ||
| 10 | ROBINSON CAPITAL MANAGEMENT, LLC | 291,947 | 4,522,000 | 3.91% | ||
| 11 | VAN ECK ASSOCIATES CORP | 202,363 | 3,135,000 | 2.71% | ||
| 12 | WELLS FARGO & COMPANY/MN | 185,876 | 2,879,000 | 2.49% | ||
| 13 | Commonwealth Equity Services, Inc | 175,272 | 2,715,000 | 2.35% | ||
| 14 | LPL Financial LLC | 130,697 | 2,032,000 | 1.76% | ||
| 15 | 1832 Asset Management L.P. | 100,000 | 1,559,000 | 1.35% | ||
| 16 | ROYAL BANK OF CANADA | 87,853 | 1,361,000 | 1.18% | ||
| 17 | NORTHERN CAPITAL MANAGEMENT LLC | 75,615 | 1,171,000 | 1.01% | ||
| 18 | FIFTH THIRD BANCORP | 68,079 | 1,055,000 | 0.91% | ||
| 19 | NATIONAL PLANNING CORP | 62,140 | 954,000 | 0.83% | ||
| 20 | DOLIVER ADVISORS, LP | 57,006 | 887,000 | 0.77% | ||
| 21 | RAYMOND JAMES & ASSOCIATES | 50,299 | 779,000 | 0.67% | ||
| 22 | NEWGATE CAPITAL MANAGEMENT LLC | 49,141 | 758,000 | 0.66% | ||
| 23 | STIFEL FINANCIAL CORP | 46,450 | 720,000 | 0.62% | ||
| 24 | Tradewinds Capital Management, LLC | 45,705 | 708,000 | 0.61% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 42,651 | 662,000 | 0.57% | ||
| 26 | FIRST TRUST ADVISORS LP | 42,036 | 651,000 | 0.56% | ||
| 27 | Virtu KCG Holdings LLC | 40,012 | 620,000 | 0.54% | ||
| 28 | HighTower Advisors, LLC | 35,186 | 544,000 | 0.47% | ||
| 29 | EP Wealth Advisors, LLC | 34,996 | 542,000 | 0.47% | ||
| 30 | Shamrock Asset Management LLC | 34,522 | 535,000 | 0.46% | ||
| 31 | Arete Wealth Advisors, LLC | 33,591 | 520,000 | 0.45% | ||
| 32 | Concert Wealth Management Inc. | 33,557 | 519,000 | 0.45% | ||
| 33 | OPTIMUM INVESTMENT ADVISORS | 33,305 | 516,000 | 0.45% | ||
| 34 | Advisors Asset Management, Inc. | 30,115 | 466,000 | 0.40% | ||
| 35 | Curi Capital, LLC | 29,827 | 462,000 | 0.40% | ||
| 36 | Global Endowment Management, LP | 29,722 | 460,000 | 0.40% | ||
| 37 | TFS CAPITAL LLC | 28,348 | 439,000 | 0.38% | ||
| 38 | RAYMOND JAMES TRUST N.A. | 27,000 | 418,000 | 0.36% | ||
| 39 | BENJAMIN F. EDWARDS & COMPANY, INC. | 23,831 | 369,000 | 0.32% | ||
| 40 | Horizon Kinetics LLC | 23,317 | 361,000 | 0.31% | ||
| 41 | USCA RIA LLC | 22,621 | 350,000 | 0.30% | ||
| 42 | Capital Investment Advisors, LLC | 20,825 | 323,000 | 0.28% | ||
| 43 | Yellowstone Partners, LLC | 18,696 | 290,000 | 0.25% | ||
| 44 | Cambridge Investment Research Advisors, Inc. | 17,342 | 269,000 | 0.23% | ||
| 45 | WEDBUSH SECURITIES INC | 17,350 | 269,000 | 0.23% | ||
| 46 | BB&T SECURITIES, LLC | 16,401 | 254,000 | 0.22% | ||
| 47 | Creative Planning | 16,160 | 250,000 | 0.22% | ||
| 48 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 16,378 | 248,000 | 0.21% | ||
| 49 | CULLEN/FROST BANKERS, INC. | 15,720 | 244,000 | 0.21% | ||
| 50 | VICUS CAPITAL | 14,886 | 231,000 | 0.20% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
