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PERNIX THERAPEUTICS HLDGS IN
PERNIX THERAPEUTICS HLDGS IN. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 116 Institutional holders with a total value of $208,918,965.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Broadfin Capital, LLC 5,075,929 30,049,000 14.38%
2 JANUS HENDERSON INVESTORS US LLC 2,499,953 14,800,000 7.08%
3 Aisling Capital LLC 2,010,000 11,899,000 5.70%
4 BlackRock Fund Advisors 1,683,024 9,964,000 4.77%
5 Elk Creek Partners, LLC 1,636,436 9,688,000 4.64%
6 Avoro Capital Advisors LLC 1,250,167 7,401,000 3.54%
7 WALL STREET ASSOCIATES 1,215,400 7,195,000 3.44%
8 RK Capital Management, LLC 1,166,300 6,904,000 3.30%
9 BlackRock Institutional Trust Company, N.A. 1,101,650 6,522,000 3.12%
10 ORBIMED ADVISORS LLC 1,073,000 6,352,000 3.04%
11 PUTNAM INVESTMENTS LLC 952,951 5,641,000 2.70%
12 VANGUARD GROUP INC 911,728 5,398,000 2.58%
13 Cortina Asset Management, LLC 854,499 5,059,000 2.42%
14 JUPITER ASSET MANAGEMENT LTD 834,262 4,939,000 2.36%
15 BANK OF MONTREAL /CAN/ 819,461 4,852,000 2.32%
16 MILLENNIUM MANAGEMENT LLC 819,617 4,852,000 2.32%
17 KENNEDY CAPITAL MANAGEMENT LLC 795,738 4,711,000 2.25%
18 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 706,045 4,180,000 2.00%
19 DG Capital Management, LLC 686,269 4,063,000 1.94%
20 WELLS FARGO & COMPANY/MN 570,004 3,374,000 1.61%
21 Point72 Asset Management, L.P. 525,000 3,108,000 1.49%
22 Allianz Asset Management GmbH 518,804 3,071,000 1.47%
23 STATE STREET CORP 458,250 2,712,000 1.30%
24 KOPP INVESTMENT ADVISORS LLC 388,000 2,297,000 1.10%
25 NORTHERN TRUST CORP 352,454 2,087,000 1.00%
26 AMERIPRISE FINANCIAL INC 333,795 1,976,000 0.95%
27 CITADEL ADVISORS LLC 313,506 1,856,000 0.89%
28 ICON ADVISERS INC/CO 294,686 1,745,000 0.84%
29 CREDIT SUISSE AG/ 267,089 1,581,000 0.76%
30 A.R.T. Advisors, LLC 265,440 1,571,000 0.75%
31 Trexquant Investment LP 257,000 1,521,000 0.73%
32 RICE HALL JAMES & ASSOCIATES, LLC 247,347 1,464,000 0.70%
33 DIMENSIONAL FUND ADVISORS LP 231,780 1,372,000 0.66%
34 Nationwide Fund Advisors 231,762 1,372,000 0.66%
35 GEODE CAPITAL MANAGEMENT, LLC 218,936 1,296,000 0.62%
36 AQR CAPITAL MANAGEMENT LLC 217,785 1,289,000 0.62%
37 DEUTSCHE BANK AG\ 189,338 1,119,000 0.54%
38 FNY Managed Accounts LLC 164,738 975,249 0.47%
39 BlackRock Investment Management, LLC 160,074 948,000 0.45%
40 Bank of New York Mellon Corp 158,671 939,000 0.45%
41 HIGHBRIDGE CAPITAL MANAGEMENT LLC 149,314 884,000 0.42%
42 C Partners Holding GmbH 145,000 858,000 0.41%
43 TIAA CREF INVESTMENT MANAGEMENT LLC 123,724 732,000 0.35%
44 PANAGORA ASSET MANAGEMENT INC 111,934 663,000 0.32%
45 JW Asset Management, LLC 101,671 602,000 0.29%
46 Jefferies Group LLC 100,354 594,000 0.28%
47 Endurant Capital Management LP 98,500 583,000 0.28%
48 SUSQUEHANNA INTERNATIONAL GROUP, LLP 82,981 491,000 0.24%
49 ESSEX INVESTMENT MANAGEMENT CO LLC 80,378 476,000 0.23%
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 79,520 471,000 0.23%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.