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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q2)
Portfolio Summary: 29 Institutional holders with a total value of $108,576,303.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 F-Squared Investment Management, LLC 611,010 63,067,000 58.09%
2 FIRST TRUST ADVISORS LP 88,902 9,176,000 8.45%
3 GOLDMAN SACHS GROUP INC 75,244 7,766,000 7.15%
4 Quantitative Advantage, LLC 58,615 6,050,000 5.57%
5 HL FINANCIAL SERVICES LLC 38,622 3,986,000 3.67%
6 HighTower Advisors, LLC 28,012 2,891,000 2.66%
7 Jefferies Group LLC 26,660 2,752,000 2.53%
8 LPL Financial LLC 22,125 2,284,000 2.10%
9 BANK OF AMERICA CORP /DE/ 18,069 1,865,000 1.72%
10 ROYAL BANK OF CANADA 15,912 1,643,000 1.51%
11 MORGAN STANLEY 15,424 1,592,000 1.47%
12 WELLS FARGO & COMPANY/MN 14,983 1,547,000 1.42%
13 UBS AG 8,628 891,000 0.82%
14 Saba Capital Management, L.P. 6,809 703,000 0.65%
15 BANK OF MONTREAL /CAN/ 5,410 558,000 0.51%
16 Commonwealth Equity Services, Inc 4,112 424,000 0.39%
17 WEDBUSH SECURITIES INC 3,520 363,000 0.33%
18 Pictet North America Advisors SA 2,560 264,000 0.24%
19 COMERICA BANK 2,287 236,000 0.22%
20 MANAGED ACCOUNT ADVISORS LLC 1,348 139,000 0.13%
21 CITIGROUP INC 1,220 126,000 0.12%
22 AMERICAN INTERNATIONAL GROUP, INC. 778 80,303 0.07%
23 FineMark National Bank & Trust 544 56,000 0.05%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 450 46,000 0.04%
25 Psagot Value Holdings Ltd. 307 32,000 0.03%
26 NEW ENGLAND SECURITIES CORP /MA/ 126 13,000 0.01%
27 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 118 12,000 0.01%
28 SIGNATUREFD, LLC 75 8,000 0.01%
29 AMERIPRISE FINANCIAL INC 59 6,000 0.01%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.