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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q3)
Portfolio Summary: 38 Institutional holders with a total value of $77,081,117.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Allianz Asset Management GmbH 157,203 15,744,000 20.43%
2 J.P. Turner & Co Capital Mnagement, LLC 138,395 13,864,000 17.99%
3 HighTower Advisors, LLC 83,267 8,355,000 10.84%
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 44,725 4,479,000 5.81%
5 HL FINANCIAL SERVICES LLC 40,453 4,051,000 5.26%
6 ROYAL BANK OF CANADA 39,657 3,972,000 5.15%
7 Jefferies Group LLC 34,710 3,476,000 4.51%
8 BANK OF AMERICA CORP /DE/ 33,578 3,363,000 4.36%
9 LPL Financial LLC 33,394 3,357,000 4.36%
10 Frontier Wealth Management LLC 28,797 2,884,000 3.74%
11 MORGAN STANLEY 20,637 2,067,000 2.68%
12 JANE STREET GROUP, LLC 19,726 1,976,000 2.56%
13 Clal Insurance Enterprises Holdings Ltd 17,200 1,723,000 2.24%
14 GOLDMAN SACHS GROUP INC 15,053 1,508,000 1.96%
15 GUGGENHEIM CAPITAL LLC 12,712 1,274,000 1.65%
16 FRONTIER INVESTMENT MGMT CO 8,684 870,000 1.13%
17 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,951 596,000 0.77%
18 BANK OF MONTREAL /CAN/ 5,410 542,000 0.70%
19 Virtu KCG Holdings LLC 4,328 433,000 0.56%
20 SHARKEY, HOWES & JAVER 3,536 355,000 0.46%
21 Commonwealth Equity Services, Inc 3,252 326,000 0.42%
22 REILLY FINANCIAL ADVISORS, LLC 3,200 320,000 0.42%
23 WELLS FARGO & COMPANY/MN 2,741 274,000 0.36%
24 Pictet North America Advisors SA 2,560 257,000 0.33%
25 BANQUE PICTET & CIE SA 2,560 257,000 0.33%
26 SRH ADVISORS, LLC 2,365 237,000 0.31%
27 UBS Group AG 1,956 196,000 0.25%
28 PNC FINANCIAL SERVICES GROUP, INC. 1,280 128,000 0.17%
29 Simplicity Solutions, LLC 780 78,117 0.10%
30 Carroll Financial Associates, Inc. 290 29,000 0.04%
31 AMERICAN INTERNATIONAL GROUP, INC. 263 26,000 0.03%
32 CITIGROUP INC 212 21,000 0.03%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 130 13,000 0.02%
34 MSI Financial Services Inc 126 13,000 0.02%
35 SIGNATUREFD, LLC 75 8,000 0.01%
36 Burt Wealth Advisors 51 5,000 0.01%
37 Tortoise Investment Management, LLC 39 4,000 0.01%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.