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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2014Q4)
Portfolio Summary: 34 Institutional holders with a total value of $54,352,849.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 FIRST TRUST ADVISORS LP 81,030 8,342,000 15.35%
2 ROYAL BANK OF CANADA 65,260 6,718,000 12.36%
3 WELLS FARGO & COMPANY/MN 49,481 5,095,000 9.37%
4 HighTower Advisors, LLC 46,615 4,799,000 8.83%
5 GOLDMAN SACHS GROUP INC 46,263 4,763,000 8.76%
6 HL FINANCIAL SERVICES LLC 38,616 3,976,000 7.32%
7 Virtu KCG Holdings LLC 32,765 3,373,000 6.21%
8 BANK OF AMERICA CORP /DE/ 29,260 3,012,000 5.54%
9 LPL Financial LLC 25,685 2,644,000 4.86%
10 MORGAN STANLEY 22,745 2,342,000 4.31%
11 Quantitative Advantage, LLC 17,407 1,792,000 3.30%
12 Clal Insurance Enterprises Holdings Ltd 12,885 1,329,000 2.45%
13 GUGGENHEIM CAPITAL LLC 7,002 721,000 1.33%
14 SUSQUEHANNA INTERNATIONAL GROUP, LLP 6,434 662,000 1.22%
15 WEDBUSH SECURITIES INC 5,580 574,000 1.06%
16 UBS Group AG 5,533 570,000 1.05%
17 BANK OF MONTREAL /CAN/ 5,410 557,000 1.02%
18 MANAGED ACCOUNT ADVISORS LLC 4,789 493,000 0.91%
19 COMERICA BANK 4,546 468,000 0.86%
20 AMERICAN INTERNATIONAL GROUP, INC. 4,439 456,996 0.84%
21 Commonwealth Equity Services, Inc 2,766 285,000 0.52%
22 Pictet North America Advisors SA 2,560 264,000 0.49%
23 Simplicity Solutions, LLC 2,525 259,949 0.48%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 2,395 247,000 0.45%
25 TWO SIGMA SECURITIES, LLC 2,132 219,000 0.40%
26 SRH ADVISORS, LLC 1,565 161,000 0.30%
27 CITIGROUP INC 641 66,000 0.12%
28 Creative Planning 610 63,000 0.12%
29 NATIONAL PLANNING CORP 345 35,904 0.07%
30 HOWE & RUSLING INC 300 31,000 0.06%
31 BENJAMIN F. EDWARDS & COMPANY, INC. 130 13,000 0.02%
32 NEW ENGLAND SECURITIES CORP /MA/ 126 13,000 0.02%
33 SIGNATUREFD, LLC 75 8,000 0.01%
34 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.