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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q4)
Portfolio Summary: 43 Institutional holders with a total value of $72,170,522.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HighTower Advisors, LLC 93,005 9,214,000 12.77%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 92,491 9,155,000 12.69%
3 Frontier Wealth Management LLC 82,783 8,194,000 11.35%
4 LPL Financial LLC 60,280 5,973,000 8.28%
5 CITADEL ADVISORS LLC 57,339 5,675,000 7.86%
6 ROYAL BANK OF CANADA 49,910 4,939,000 6.84%
7 Virtu KCG Holdings LLC 49,238 4,874,000 6.75%
8 HL FINANCIAL SERVICES LLC 41,996 4,157,000 5.76%
9 BANK OF AMERICA CORP /DE/ 41,531 4,110,000 5.69%
10 Bank of New York Mellon Corp 23,954 2,370,000 3.28%
11 MORGAN STANLEY 19,092 1,890,000 2.62%
12 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 13,192 1,309,000 1.81%
13 GUGGENHEIM CAPITAL LLC 11,804 1,168,000 1.62%
14 FRONTIER INVESTMENT MGMT CO 9,700 960,000 1.33%
15 Destination Wealth Management 9,107 901,000 1.25%
16 UBS Group AG 6,453 638,000 0.88%
17 Clal Insurance Enterprises Holdings Ltd 6,412 635,000 0.88%
18 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,889 583,000 0.81%
19 Janney Montgomery Scott LLC 5,417 536,000 0.74%
20 BANK OF MONTREAL /CAN/ 5,410 535,000 0.74%
21 QUANTUM CAPITAL MANAGEMENT 4,837 479,000 0.66%
22 REILLY FINANCIAL ADVISORS, LLC 4,105 406,000 0.56%
23 SHARKEY, HOWES & JAVER 3,617 358,000 0.50%
24 Simplicity Solutions, LLC 3,410 337,522 0.47%
25 GOLDMAN SACHS GROUP INC 3,363 333,000 0.46%
26 Cetera Advisor Networks LLC 3,254 323,000 0.45%
27 Commonwealth Equity Services, Inc 3,246 321,000 0.44%
28 WELLS FARGO & COMPANY/MN 3,085 306,000 0.42%
29 BANQUE PICTET & CIE SA 2,560 253,000 0.35%
30 Pictet North America Advisors SA 2,560 253,000 0.35%
31 STRATEGIC FINANCIAL GROUP, LLC 2,558 253,000 0.35%
32 SRH ADVISORS, LLC 2,200 218,000 0.30%
33 WEDBUSH SECURITIES INC 2,125 210,000 0.29%
34 PNC FINANCIAL SERVICES GROUP, INC. 1,190 118,000 0.16%
35 Carroll Financial Associates, Inc. 481 47,000 0.07%
36 MSI Financial Services Inc 476 47,000 0.07%
37 IFP ADVISORS, INC 371 37,000 0.05%
38 CITIGROUP INC 212 21,000 0.03%
39 AMERICAN INTERNATIONAL GROUP, INC. 156 15,000 0.02%
40 SIGNATUREFD, LLC 75 7,000 0.01%
41 Tortoise Investment Management, LLC 69 7,000 0.01%
42 Burt Wealth Advisors 51 5,000 0.01%
43 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.