Dark
Light
System
Security
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 64 Institutional holders with a total value of $225,229,790.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 958,943 101,916,000 45.25%
2 RAYMOND JAMES & ASSOCIATES 169,380 18,002,000 7.99%
3 WELLS FARGO & COMPANY/MN 148,813 15,816,000 7.02%
4 BANK OF AMERICA CORP /DE/ 95,206 10,118,000 4.49%
5 BB&T SECURITIES, LLC 82,104 8,726,000 3.87%
6 HighTower Advisors, LLC 76,876 8,171,000 3.63%
7 ROYAL BANK OF CANADA 75,261 7,999,000 3.55%
8 Live Your Vision, LLC 52,091 5,536,000 2.46%
9 HL FINANCIAL SERVICES LLC 40,506 4,305,000 1.91%
10 BLAIR WILLIAM & CO/IL 33,693 3,581,000 1.59%
11 MORGAN STANLEY 31,305 3,327,000 1.48%
12 LPL Financial LLC 30,080 3,228,000 1.43%
13 SARGENT BICKHAM LAGUDIS LLC 28,221 2,999,000 1.33%
14 ENVESTNET ASSET MANAGEMENT INC 26,040 2,768,000 1.23%
15 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 25,770 2,739,000 1.22%
16 Virtu KCG Holdings LLC 25,186 2,677,000 1.19%
17 FRONTIER INVESTMENT MGMT CO 24,833 2,639,000 1.17%
18 SUSQUEHANNA INTERNATIONAL GROUP, LLP 23,454 2,493,000 1.11%
19 Frontier Wealth Management LLC 17,900 1,902,000 0.84%
20 Allianz Asset Management GmbH 12,368 1,314,000 0.58%
21 JANE STREET GROUP, LLC 12,053 1,281,000 0.57%
22 HENGEHOLD CAPITAL MANAGEMENT LLC 10,902 1,159,000 0.51%
23 Raymond James Financial Services Advisors, Inc. 10,256 1,090,000 0.48%
24 Destination Wealth Management 9,107 968,000 0.43%
25 GUGGENHEIM CAPITAL LLC 8,654 920,000 0.41%
26 Bank of New York Mellon Corp 7,486 796,000 0.35%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,910 628,000 0.28%
28 AMERIPRISE FINANCIAL INC 5,516 586,000 0.26%
29 BANK OF MONTREAL /CAN/ 5,410 575,000 0.26%
30 Commonwealth Equity Services, Inc 5,389 573,000 0.25%
31 Janney Montgomery Scott LLC 5,417 536,000 0.24%
32 STRATEGIC FINANCIAL GROUP, LLC 4,803 510,000 0.23%
33 REILLY FINANCIAL ADVISORS, LLC 4,751 505,000 0.22%
34 Argentus Capital Management, LLC 4,300 457,000 0.20%
35 Clal Insurance Enterprises Holdings Ltd 3,972 422,000 0.19%
36 Cetera Advisor Networks LLC 3,154 335,000 0.15%
37 First Allied Advisory Services, Inc. 2,770 297,000 0.13%
38 UBS Group AG 2,711 288,000 0.13%
39 WEDBUSH SECURITIES INC 2,582 274,000 0.12%
40 Pictet North America Advisors SA 2,560 272,000 0.12%
41 BANQUE PICTET & CIE SA 2,560 272,000 0.12%
42 SUNTRUST BANKS INC 2,541 265,000 0.12%
43 AUSDAL FINANCIAL PARTNERS, INC. 2,317 246,000 0.11%
44 SHARKEY, HOWES & JAVER 2,218 236,000 0.10%
45 Cambridge Investment Research Advisors, Inc. 2,218 236,000 0.10%
46 SRH ADVISORS, LLC 2,200 234,000 0.10%
47 PNC FINANCIAL SERVICES GROUP, INC. 1,887 201,000 0.09%
48 Carroll Financial Associates, Inc. 1,641 174,000 0.08%
49 INTEGRATED WEALTH MANAGEMENT 1,372 146,000 0.06%
50 IFP ADVISORS, INC 851 90,000 0.04%
Page 1 of 2

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.