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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q1)
Portfolio Summary: 55 Institutional holders with a total value of $207,279,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RiverFront Investment Group, LLC 938,586 96,833,000 46.72%
2 RAYMOND JAMES & ASSOCIATES 167,373 17,268,000 8.33%
3 HighTower Advisors, LLC 100,646 10,377,000 5.01%
4 BB&T SECURITIES, LLC 77,879 8,034,000 3.88%
5 Frontier Wealth Management LLC 75,911 7,832,000 3.78%
6 WEALTHSOURCE PARTNERS, LLC 74,979 7,736,000 3.73%
7 MORGAN STANLEY 74,770 7,714,000 3.72%
8 ROYAL BANK OF CANADA 69,556 7,176,000 3.46%
9 BANK OF AMERICA CORP /DE/ 65,937 6,803,000 3.28%
10 LPL Financial LLC 58,807 6,084,000 2.94%
11 HL FINANCIAL SERVICES LLC 39,722 4,098,000 1.98%
12 JANE STREET GROUP, LLC 26,582 2,742,000 1.32%
13 Virtu KCG Holdings LLC 25,021 2,581,000 1.25%
14 ENVESTNET ASSET MANAGEMENT INC 22,823 2,355,000 1.14%
15 WELLS FARGO & COMPANY/MN 22,027 2,273,000 1.10%
16 FRONTIER INVESTMENT MGMT CO 21,993 2,269,000 1.09%
17 Raymond James Financial Services Advisors, Inc. 17,414 1,797,000 0.87%
18 SARGENT BICKHAM LAGUDIS LLC 12,212 1,260,000 0.61%
19 MIGDAL INSURANCE & FINANCIAL HOLDINGS LTD. 11,198 1,155,000 0.56%
20 GUGGENHEIM CAPITAL LLC 10,007 1,033,000 0.50%
21 Bank of New York Mellon Corp 9,362 966,000 0.47%
22 SUSQUEHANNA INTERNATIONAL GROUP, LLP 9,349 965,000 0.47%
23 Destination Wealth Management 9,107 901,000 0.43%
24 LADENBURG THALMANN FINANCIAL SERVICES INC. 5,767 595,000 0.29%
25 Janney Montgomery Scott LLC 5,654 583,000 0.28%
26 BANK OF MONTREAL /CAN/ 5,410 558,000 0.27%
27 Allianz Asset Management GmbH 5,055 522,000 0.25%
28 Commonwealth Equity Services, Inc 4,655 480,000 0.23%
29 REILLY FINANCIAL ADVISORS, LLC 4,399 454,000 0.22%
30 Clal Insurance Enterprises Holdings Ltd 3,972 410,000 0.20%
31 STRATEGIC FINANCIAL GROUP, LLC 3,708 383,000 0.18%
32 HENGEHOLD CAPITAL MANAGEMENT LLC 3,580 369,000 0.18%
33 Cetera Advisor Networks LLC 3,260 336,000 0.16%
34 Pictet North America Advisors SA 2,560 264,000 0.13%
35 BANQUE PICTET & CIE SA 2,560 264,000 0.13%
36 WEDBUSH SECURITIES INC 2,515 259,000 0.12%
37 UBS Group AG 2,502 258,000 0.12%
38 Argentus Capital Management, LLC 2,321 239,000 0.12%
39 SRH ADVISORS, LLC 2,200 227,000 0.11%
40 SHARKEY, HOWES & JAVER 3,617 220,000 0.11%
41 PNC FINANCIAL SERVICES GROUP, INC. 1,878 194,000 0.09%
42 Advisors Preferred, LLC 1,157 119,000 0.06%
43 Carroll Financial Associates, Inc. 616 63,000 0.03%
44 IFP ADVISORS, INC 506 52,000 0.03%
45 MSI Financial Services Inc 476 49,000 0.02%
46 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 358 37,000 0.02%
47 CITIGROUP INC 267 28,000 0.01%
48 Hudock, Inc. 160 16,000 0.01%
49 AMERICAN INTERNATIONAL GROUP, INC. 157 16,000 0.01%
50 Advisory Services Network, LLC 92 10,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.