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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q1)
Portfolio Summary: 38 Institutional holders with a total value of $78,910,280.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Jefferies Group LLC 166,775 17,373,000 22.02%
2 Allianz Asset Management GmbH 85,503 8,907,000 11.29%
3 WELLS FARGO & COMPANY/MN 79,632 8,295,000 10.51%
4 HighTower Advisors, LLC 52,909 5,512,000 6.99%
5 JANE STREET GROUP, LLC 46,943 4,890,000 6.20%
6 ROYAL BANK OF CANADA 44,892 4,676,000 5.93%
7 HL FINANCIAL SERVICES LLC 39,635 4,129,000 5.23%
8 LPL Financial LLC 33,888 3,542,000 4.49%
9 SUSQUEHANNA INTERNATIONAL GROUP, LLP 31,507 3,282,000 4.16%
10 GOLDMAN SACHS GROUP INC 30,422 3,169,000 4.02%
11 MORGAN STANLEY 25,560 2,663,000 3.37%
12 BANK OF AMERICA CORP /DE/ 22,243 2,317,000 2.94%
13 Quantitative Advantage, LLC 16,698 1,739,000 2.20%
14 Clal Insurance Enterprises Holdings Ltd 14,000 1,458,000 1.85%
15 GUGGENHEIM CAPITAL LLC 10,707 1,115,000 1.41%
16 FRONTIER INVESTMENT MGMT CO 8,503 879,000 1.11%
17 WEDBUSH SECURITIES INC 5,510 574,000 0.73%
18 BANK OF MONTREAL /CAN/ 5,410 564,000 0.71%
19 Virtu KCG Holdings LLC 4,737 493,000 0.62%
20 AMERICAN INTERNATIONAL GROUP, INC. 4,323 450,276 0.57%
21 UBS Group AG 3,744 390,000 0.49%
22 MANAGED ACCOUNT ADVISORS LLC 3,644 380,000 0.48%
23 SHARKEY, HOWES & JAVER 3,326 346,000 0.44%
24 J.P. Turner & Co Capital Mnagement, LLC 2,945 307,000 0.39%
25 Commonwealth Equity Services, Inc 2,873 299,000 0.38%
26 Pictet North America Advisors SA 2,560 267,000 0.34%
27 PNC FINANCIAL SERVICES GROUP, INC. 2,077 216,000 0.27%
28 LADENBURG THALMANN FINANCIAL SERVICES INC. 1,945 203,000 0.26%
29 SRH ADVISORS, LLC 1,565 163,000 0.21%
30 Simplicity Solutions, LLC 1,344 140,004 0.18%
31 CITIGROUP INC 712 74,000 0.09%
32 REILLY FINANCIAL ADVISORS, LLC 442 46,000 0.06%
33 BENJAMIN F. EDWARDS & COMPANY, INC. 130 14,000 0.02%
34 MSI Financial Services Inc 126 13,000 0.02%
35 CENTRAL TRUST Co 98 10,000 0.01%
36 SIGNATUREFD, LLC 75 8,000 0.01%
37 LBA Wealth Management, LLC 71 7,000 0.01%
38 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.