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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2015Q2)
Portfolio Summary: 37 Institutional holders with a total value of $72,698,724.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Tortoise Investment Management, LLC 39 4,000 0.01%
3 LBA Wealth Management, LLC 71 7,000 0.01%
4 SIGNATUREFD, LLC 75 8,000 0.01%
5 MSI Financial Services Inc 126 13,000 0.02%
6 BENJAMIN F. EDWARDS & COMPANY, INC. 130 13,000 0.02%
7 CITIGROUP INC 220 22,000 0.03%
8 Simplicity Solutions, LLC 699 70,229 0.10%
9 AMERICAN INTERNATIONAL GROUP, INC. 1,040 104,495 0.14%
10 PNC FINANCIAL SERVICES GROUP, INC. 1,439 145,000 0.20%
11 SRH ADVISORS, LLC 1,565 157,000 0.22%
12 Pictet North America Advisors SA 2,560 258,000 0.35%
13 Commonwealth Equity Services, Inc 2,852 287,000 0.39%
14 UBS Group AG 2,942 296,000 0.41%
15 LINCOLN NATIONAL CORP 3,124 313,000 0.43%
16 REILLY FINANCIAL ADVISORS, LLC 3,148 316,000 0.43%
17 J.P. Turner & Co Capital Mnagement, LLC 3,503 356,000 0.49%
18 SHARKEY, HOWES & JAVER 3,566 358,000 0.49%
19 MANAGED ACCOUNT ADVISORS LLC 4,601 462,000 0.64%
20 WELLS FARGO & COMPANY/MN 4,855 488,000 0.67%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 4,999 502,000 0.69%
22 BANK OF MONTREAL /CAN/ 5,410 544,000 0.75%
23 FRONTIER INVESTMENT MGMT CO 5,894 592,000 0.81%
24 GUGGENHEIM CAPITAL LLC 12,863 1,295,000 1.78%
25 Clal Insurance Enterprises Holdings Ltd 17,200 1,729,000 2.38%
26 BANK OF AMERICA CORP /DE/ 21,188 2,129,000 2.93%
27 GOLDMAN SACHS GROUP INC 21,759 2,186,000 3.01%
28 MORGAN STANLEY 26,131 2,626,000 3.61%
29 LPL Financial LLC 34,083 3,418,000 4.70%
30 HL FINANCIAL SERVICES LLC 39,933 4,012,000 5.52%
31 JANE STREET GROUP, LLC 45,130 4,534,000 6.24%
32 ROYAL BANK OF CANADA 50,290 5,052,000 6.95%
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 64,957 6,526,000 8.98%
34 HighTower Advisors, LLC 65,752 6,606,000 9.09%
35 Virtu KCG Holdings LLC 81,242 8,162,000 11.23%
36 Allianz Asset Management GmbH 85,503 8,590,000 11.82%
37 Jefferies Group LLC 104,692 10,518,000 14.47%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.