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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 73 Institutional holders with a total value of $323,383,388.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Parallax Volatility Advisers, L.P. 1 0 0.00%
2 Perigon Wealth Management, LLC 16 2,000 0.00%
3 SIGNATUREFD, LLC 75 8,000 0.00%
4 JNBA Financial Advisors 75 8,000 0.00%
5 CRIBSTONE CAPITAL MANAGEMENT, LLC 84 9,000 0.00%
6 Tortoise Investment Management, LLC 172 18,000 0.01%
7 Hudock, Inc. 309 32,000 0.01%
8 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 427 46,000 0.01%
9 MSI Financial Services Inc 602 64,000 0.02%
10 Concert Wealth Management Inc. 696 69,000 0.02%
11 WEALTHPLAN PARTNERS, LLC 750 79,388 0.02%
12 CITIGROUP INC 1,113 119,000 0.04%
13 IFP ADVISORS, INC 1,329 142,000 0.04%
14 ADVISOR GROUP, INC. 1,342 144,000 0.04%
15 Advisory Services Network, LLC 1,374 147,000 0.05%
16 CORNERSTONE FINANCIAL PARTNERS, LLC 2,057 218,000 0.07%
17 SRH ADVISORS, LLC 2,200 235,000 0.07%
18 SHARKEY, HOWES & JAVER 2,223 237,000 0.07%
19 First Allied Advisory Services, Inc. 2,255 241,000 0.07%
20 FDx Advisors, Inc. 2,324 248,000 0.08%
21 Carroll Financial Associates, Inc. 2,342 249,000 0.08%
22 Stratos Wealth Partners, LTD. 2,525 270,000 0.08%
23 BANQUE PICTET & CIE SA 2,560 273,000 0.08%
24 Pictet North America Advisors SA 2,560 273,000 0.08%
25 GUGGENHEIM CAPITAL LLC 2,600 278,000 0.09%
26 AUSDAL FINANCIAL PARTNERS, INC. 2,649 283,000 0.09%
27 Private Advisor Group, LLC 3,057 324,000 0.10%
28 UBS Group AG 3,103 331,000 0.10%
29 Advisory Alpha, LLC 3,201 342,000 0.11%
30 STIFEL FINANCIAL CORP 3,325 357,000 0.11%
31 PNC FINANCIAL SERVICES GROUP, INC. 3,552 379,000 0.12%
32 Cambridge Investment Research Advisors, Inc. 3,558 380,000 0.12%
33 Clal Insurance Enterprises Holdings Ltd 3,972 424,000 0.13%
34 Commonwealth Equity Services, Inc 4,931 526,000 0.16%
35 REILLY FINANCIAL ADVISORS, LLC 5,042 538,000 0.17%
36 Friedenthal Financial 5,108 545,000 0.17%
37 BANK OF MONTREAL /CAN/ 5,410 577,000 0.18%
38 STRATEGIC FINANCIAL GROUP, LLC 5,417 578,000 0.18%
39 Cetera Advisor Networks LLC 6,314 674,000 0.21%
40 CAMBIAR INVESTORS LLC 7,000 747,000 0.23%
41 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,003 748,000 0.23%
42 INTEGRATED WEALTH MANAGEMENT 7,394 789,000 0.24%
43 Bank of New York Mellon Corp 8,125 867,000 0.27%
44 Janney Montgomery Scott LLC 8,396 896,000 0.28%
45 Destination Wealth Management 9,107 972,000 0.30%
46 Argentus Capital Management, LLC 10,162 1,085,000 0.34%
47 Allianz Asset Management GmbH 11,010 1,175,000 0.36%
48 HENGEHOLD CAPITAL MANAGEMENT LLC 11,312 1,207,000 0.37%
49 Raymond James Financial Services Advisors, Inc. 11,437 1,221,000 0.38%
50 AMERIPRISE FINANCIAL INC 11,704 1,250,000 0.39%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.