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PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND
PIMCO INVESTMENT GRADE CORPORATE BOND INDEX EXCHANGE-TRADED FUND. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 75 Institutional holders with a total value of $284,144,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 ACORNS ADVISERS, LLC 0 0 0.00%
2 Parallax Volatility Advisers, L.P. 1 0 0.00%
3 Winfield Associates, Inc. 3 0 0.00%
4 Perigon Wealth Management, LLC 13 1,000 0.00%
5 Tortoise Investment Management, LLC 172 18,000 0.01%
6 Hudock, Inc. 194 19,000 0.01%
7 ADVOCACY WEALTH MANAGEMENT SERVICES, LLC 427 44,000 0.02%
8 BB&T INVESTMENT SERVICES, INC. 453 47,000 0.02%
9 MSI Financial Services Inc 602 62,000 0.02%
10 VERSANT CAPITAL MANAGEMENT, INC 606 62,000 0.02%
11 ADVISOR GROUP, INC. 922 94,000 0.03%
12 CITIGROUP INC 1,005 103,000 0.04%
13 Apriem Advisors 1,600 164,000 0.06%
14 IFP ADVISORS, INC 1,613 165,000 0.06%
15 GUGGENHEIM CAPITAL LLC 2,100 215,000 0.08%
16 SRH ADVISORS, LLC 2,200 225,000 0.08%
17 WEALTHSOURCE PARTNERS, LLC 2,248 230,000 0.08%
18 SHARKEY, HOWES & JAVER 2,260 231,000 0.08%
19 BANQUE PICTET & CIE SA 2,560 262,000 0.09%
20 Pictet North America Advisors SA 2,560 262,000 0.09%
21 TELEMUS CAPITAL, LLC 2,620 268,000 0.09%
22 STIFEL FINANCIAL CORP 2,630 269,000 0.09%
23 PNC FINANCIAL SERVICES GROUP, INC. 2,630 269,000 0.09%
24 Pinnacle Advisory Group, Inc. 2,795 286,000 0.10%
25 AUSDAL FINANCIAL PARTNERS, INC. 3,001 307,000 0.11%
26 Cetera Advisor Networks LLC 3,160 324,000 0.11%
27 Vantage Investment Advisors, LLC 3,362 344,000 0.12%
28 CORNERSTONE FINANCIAL PARTNERS, LLC 3,543 362,000 0.13%
29 Carroll Financial Associates, Inc. 3,841 392,000 0.14%
30 PEAK FINANCIAL MANAGEMENT, INC. 4,305 440,000 0.15%
31 Stratos Wealth Partners, LTD. 5,086 520,000 0.18%
32 Commonwealth Equity Services, Inc 5,129 525,000 0.18%
33 BANK OF MONTREAL /CAN/ 5,410 552,000 0.19%
34 REILLY FINANCIAL ADVISORS, LLC 5,632 576,000 0.20%
35 First Allied Advisory Services, Inc. 5,847 598,000 0.21%
36 CAMBIAR INVESTORS LLC 6,000 614,000 0.22%
37 STRATEGIC FINANCIAL GROUP, LLC 6,034 617,000 0.22%
38 Bank of New York Mellon Corp 7,843 802,000 0.28%
39 SARGENT BICKHAM LAGUDIS LLC 8,160 835,000 0.29%
40 Raymond James Financial Services Advisors, Inc. 9,767 999,000 0.35%
41 Destination Wealth Management 9,904 1,013,000 0.36%
42 INTEGRATED WEALTH MANAGEMENT 10,175 1,041,000 0.37%
43 LADENBURG THALMANN FINANCIAL SERVICES INC. 10,332 1,058,000 0.37%
44 Atria Investments, Inc 10,781 1,103,000 0.39%
45 Allianz Asset Management GmbH 11,010 1,126,000 0.40%
46 WELLS FARGO & COMPANY/MN 11,471 1,173,000 0.41%
47 AMERIPRISE FINANCIAL INC 11,910 1,218,000 0.43%
48 JT STRATFORD LLC 12,230 1,251,000 0.44%
49 Private Advisor Group, LLC 12,502 1,282,000 0.45%
50 HENGEHOLD CAPITAL MANAGEMENT LLC 15,758 1,612,000 0.57%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.