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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 792 Institutional holders with a total value of $28,506,451,703.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 WINTON GROUP Ltd 635,249 40,345,000 0.14%
102 1832 Asset Management L.P. 610,995 38,986,000 0.14%
103 PNC FINANCIAL SERVICES GROUP, INC. 605,027 38,425,000 0.13%
104 DAVIS CAPITAL PARTNERS, LLC 575,000 36,518,000 0.13%
105 NOMURA HOLDINGS INC 573,104 36,328,000 0.13%
106 STATE OF WISCONSIN INVESTMENT BOARD 562,801 35,743,000 0.13%
107 BB&T SECURITIES, LLC 558,982 35,500,000 0.12%
108 HERMES INVESTMENT MANAGEMENT LTD 542,232 34,437,000 0.12%
109 SUNTRUST BANKS INC 536,873 34,094,000 0.12%
110 State of Tennessee, Department of Treasury 526,808 33,457,000 0.12%
111 CANADA LIFE ASSURANCE Co 526,334 33,349,000 0.12%
112 HSBC HOLDINGS PLC 513,421 32,532,000 0.11%
113 GUGGENHEIM CAPITAL LLC 497,995 31,628,000 0.11%
114 HOSKING PARTNERS LLP 491,032 31,185,000 0.11% SH
115 TRILOGY GLOBAL ADVISORS LP 482,597 30,649,000 0.11%
116 Brandywine Global Investment Management, LLC 482,556 30,648,000 0.11%
117 TWO SIGMA INVESTMENTS, LP 474,496 30,135,000 0.11%
118 THRIVENT FINANCIAL FOR LUTHERANS 445,753 28,310,000 0.10%
119 PRIO WEALTH LIMITED PARTNERSHIP 445,183 28,273,000 0.10%
120 Chevy Chase Trust Holdings, LLC 444,882 28,254,000 0.10%
121 LORD, ABBETT & CO. LLC 441,000 28,008,000 0.10%
122 COMERICA BANK 411,227 27,874,000 0.10%
123 BANK OF MONTREAL /CAN/ 438,753 27,867,000 0.10%
124 Hexavest Inc. 438,247 27,833,000 0.10%
125 ONTARIO TEACHERS PENSION PLAN BOARD 437,556 27,789,000 0.10%
126 SUSQUEHANNA INTERNATIONAL GROUP, LLP 434,900 27,620,000 0.10% Call
127 Korea Investment CORP 432,678 27,479,000 0.10%
128 KBC Group NV 428,354 27,205,000 0.10%
129 FIRST TRUST ADVISORS LP 415,791 26,407,000 0.09%
130 SEI INVESTMENTS CO 413,954 26,290,000 0.09%
131 FIRST MANHATTAN CO. LLC. 408,589 25,949,000 0.09%
132 BRIDGEWAY CAPITAL MANAGEMENT, LLC 407,678 25,892,000 0.09%
133 D. E. Shaw & Co., Inc. 391,943 24,892,000 0.09%
134 WEDGE CAPITAL MANAGEMENT L L P/NC 377,005 23,944,000 0.08%
135 SEIZERT CAPITAL PARTNERS, LLC 372,602 23,664,000 0.08%
136 UNITED CAPITAL FINANCIAL ADVISORS, LLC 363,804 23,283,000 0.08%
137 MILLENNIUM MANAGEMENT LLC 357,581 22,710,000 0.08%
138 KEYBANK NATIONAL ASSOCIATION/OH 341,895 21,714,000 0.08%
139 National Pension Service 339,168 21,541,000 0.08%
140 J.P. Morgan Private Wealth Advisors LLC 334,094 21,219,000 0.07%
141 PICTET ASSET MANAGEMENT LTD 288,774 21,150,000 0.07%
142 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 332,764 21,134,000 0.07%
143 VOYA INVESTMENT MANAGEMENT LLC 326,404 20,730,000 0.07%
144 AMP Capital Investors Ltd 329,355 20,392,000 0.07%
145 JANUS HENDERSON INVESTORS US LLC 309,346 19,647,000 0.07%
146 DUPONT CAPITAL MANAGEMENT CORP 306,421 19,461,000 0.07%
147 CULLEN/FROST BANKERS, INC. 300,800 19,104,000 0.07%
148 JARISLOWSKY, FRASER Ltd 580,673 19,079,000 0.07%
149 Parallax Volatility Advisers, L.P. 295,000 18,735,000 0.07% Put
150 State of New Jersey Common Pension Fund D 290,000 18,418,000 0.06%
Page 3 of 16

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.