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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q2)
Portfolio Summary: 792 Institutional holders with a total value of $28,506,451,703.
#
Manager Name
Shares
Value ($)
%
Options
Notes
51 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 1,324,442 84,117,000 0.30%
52 ROCKEFELLER FINANCIAL SERVICES INC 1,296,220 82,324,000 0.29%
53 Grantham, Mayo, Van Otterloo & Co. LLC 1,287,314 81,757,000 0.29%
54 CAMBIAR INVESTORS LLC 1,280,408 81,319,000 0.29%
55 Artemis Investment Management LLP 1,251,006 79,445,000 0.28%
56 PARAMETRIC PORTFOLIO ASSOCIATES LLC 1,245,224 79,084,000 0.28%
57 DEUTSCHE BANK AG\ 1,238,315 78,639,000 0.28%
58 SCHRODER INVESTMENT MANAGEMENT GROUP 1,228,294 78,009,000 0.27%
59 BlackRock Finance, Inc. 1,189,646 75,554,000 0.27%
60 TEACHER RETIREMENT SYSTEM OF TEXAS 1,177,246 74,767,000 0.26%
61 BARCLAYS PLC 1,154,623 73,329,000 0.26%
62 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 1,113,587 70,724,000 0.25%
63 JENNISON ASSOCIATES LLC 1,096,853 69,661,000 0.24%
64 PUTNAM INVESTMENTS LLC 1,089,790 69,213,000 0.24%
65 Mitsubishi UFJ Trust & Banking Corp 1,070,566 67,992,000 0.24%
66 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 1,065,540 67,672,000 0.24%
67 CREDIT SUISSE AG/ 1,027,137 65,233,000 0.23%
68 Sterling Capital Management LLC 1,011,478 64,239,000 0.23%
69 PANAGORA ASSET MANAGEMENT INC 1,002,266 63,654,000 0.22%
70 Mizuho Trust & Banking Co., Ltd. 998,549 63,418,000 0.22%
71 PRICE T ROWE ASSOCIATES INC /MD/ 996,518 63,289,000 0.22%
72 Point72 Asset Management, L.P. 987,000 62,684,000 0.22%
73 THORNBURG INVESTMENT MANAGEMENT INC 947,403 60,170,000 0.21%
74 APG Asset Management N.V. 942,677 59,869,000 0.21%
75 TD ASSET MANAGEMENT INC 915,138 58,120,000 0.20%
76 CI INVESTMENTS INC. 909,500 57,762,000 0.20%
77 MANUFACTURERS LIFE INSURANCE COMPANY, THE 907,344 57,625,000 0.20%
78 EAGLE ASSET MANAGEMENT INC 858,626 54,531,000 0.19%
79 WADDELL & REED FINANCIAL INC 852,700 54,155,000 0.19%
80 PARNASSUS INVESTMENTS, LLC 850,000 53,984,000 0.19%
81 TEACHERS ADVISORS, LLC 835,093 53,037,000 0.19%
82 I.G. INVESTMENT MANAGEMENT, LTD. 830,702 52,758,000 0.19%
83 Alyeska Investment Group, L.P. 824,667 52,375,000 0.18%
84 Carlson Capital, L.P. 800,000 50,808,000 0.18%
85 RHUMBLINE ADVISERS 790,977 50,235,000 0.18%
86 CITIGROUP INC 786,860 49,972,000 0.18%
87 Clearbridge Investments, LLC 776,021 49,285,000 0.17%
88 UBS Group AG 772,186 49,042,000 0.17%
89 PGGM Investments 767,573 48,749,000 0.17%
90 BlackRock Japan Co. Ltd 762,184 48,406,000 0.17%
91 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 748,386 47,530,000 0.17%
92 LAKEWOOD CAPITAL MANAGEMENT, LP 733,800 46,604,000 0.16%
93 PRINCIPAL FINANCIAL GROUP INC 730,307 46,382,000 0.16%
94 ROYAL BANK OF CANADA 726,275 46,126,000 0.16%
95 Invesco Ltd. 723,363 45,940,000 0.16%
96 STRS OHIO 697,069 44,270,000 0.16%
97 UNITED SERVICES AUTOMOBILE ASSOCIATION 690,181 43,833,000 0.15%
98 SUSQUEHANNA INTERNATIONAL GROUP, LLP 656,800 41,713,000 0.15% Put
99 Retirement Systems of Alabama 646,774 41,077,000 0.14%
100 CITADEL ADVISORS LLC 643,363 40,860,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.