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CAPITAL ONE FINL CORP
CAPITAL ONE FINL CORP. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 868 Institutional holders with a total value of $38,276,432,618.
#
Manager Name
Shares
Value ($)
%
Options
Notes
101 HOSKING PARTNERS LLP 542,916 47,364,000 0.12% SH
102 UNITED SERVICES AUTOMOBILE ASSOCIATION 531,668 46,383,000 0.12%
103 CAMBIAR INVESTORS LLC 524,787 45,782,000 0.12%
104 HSBC HOLDINGS PLC 520,658 45,421,000 0.12%
105 Hexavest Inc. 514,016 44,843,000 0.12%
106 Grantham, Mayo, Van Otterloo & Co. LLC 508,180 44,334,000 0.12%
107 BB&T SECURITIES, LLC 552,782 40,420,000 0.11%
108 THRIVENT FINANCIAL FOR LUTHERANS 462,713 40,367,000 0.11%
109 Brandywine Global Investment Management, LLC 456,543 39,829,000 0.10%
110 CANADA LIFE ASSURANCE Co 447,591 39,155,000 0.10%
111 ONTARIO TEACHERS PENSION PLAN BOARD 443,427 38,685,000 0.10%
112 SUNTRUST BANKS INC 438,656 38,267,000 0.10%
113 SUSQUEHANNA INTERNATIONAL GROUP, LLP 431,200 37,618,000 0.10% Put
114 CITADEL ADVISORS LLC 429,000 37,426,000 0.10% Put
115 PANAGORA ASSET MANAGEMENT INC 423,983 36,988,000 0.10%
116 PRIO WEALTH LIMITED PARTNERSHIP 421,456 36,767,000 0.10%
117 FIRST TRUST ADVISORS LP 419,177 36,569,000 0.10%
118 Chevy Chase Trust Holdings, LLC 413,796 36,099,000 0.09%
119 KBC Group NV 403,028 35,160,000 0.09%
120 COMERICA BANK 392,456 34,870,000 0.09%
121 COMMERZBANK AKTIENGESELLSCHAFT /FI 397,690 34,694,000 0.09%
122 National Pension Service 393,251 34,307,000 0.09%
123 NOMURA HOLDINGS INC 390,600 34,134,000 0.09% Put
124 SANDLER CAPITAL MANAGEMENT 383,600 33,465,000 0.09% Put
125 CITIGROUP INC 374,548 32,675,000 0.09%
126 LAKEWOOD CAPITAL MANAGEMENT, LP 373,800 32,610,000 0.09%
127 State of Tennessee, Department of Treasury 370,324 32,307,000 0.08%
128 SEI INVESTMENTS CO 368,823 32,177,000 0.08%
129 UNITED CAPITAL FINANCIAL ADVISORS, LLC 356,265 31,081,000 0.08%
130 Polaris Capital Management, LLC 356,134 31,069,000 0.08%
131 GENDELL JEFFREY L 353,878 30,872,000 0.08%
132 BANK OF MONTREAL /CAN/ 367,068 30,848,000 0.08%
133 PNC FINANCIAL SERVICES GROUP, INC. 352,279 30,731,000 0.08%
134 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 329,314 30,590,000 0.08%
135 KEYBANK NATIONAL ASSOCIATION/OH 343,553 29,971,000 0.08%
136 WEDGE CAPITAL MANAGEMENT L L P/NC 341,330 29,778,000 0.08%
137 SEIZERT CAPITAL PARTNERS, LLC 319,991 27,916,000 0.07%
138 AVIVA PLC 313,514 27,354,000 0.07%
139 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 303,613 26,487,000 0.07%
140 CENTRAL SECURITIES CORP 290,000 25,300,000 0.07%
141 State of New Jersey Common Pension Fund D 290,000 25,300,000 0.07%
142 AMP Capital Investors Ltd 288,079 25,096,000 0.07%
143 CITADEL ADVISORS LLC 287,200 25,055,000 0.07% Call
144 CULLEN/FROST BANKERS, INC. 286,206 24,968,000 0.07%
145 VOYA INVESTMENT MANAGEMENT LLC 283,031 24,692,000 0.06%
146 ANTIPODES PARTNERS LTD 273,182 23,810,000 0.06%
147 VIRGINIA RETIREMENT SYSTEMS ET Al 272,801 23,799,000 0.06%
148 PICTET ASSET MANAGEMENT LTD 271,074 23,649,000 0.06%
149 WELCH & FORBES LLC 270,696 23,615,000 0.06%
150 Aperio Group, LLC 266,932 23,287,000 0.06%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.