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PIMCO NEW YORK MUN INCOME FD
PIMCO NEW YORK MUN INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 9 Institutional holders with a total value of $975,875.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Cetera Advisors LLC 21,695 201,000 20.60%
2 SUSQUEHANNA INTERNATIONAL GROUP, LLP 19,365 179,000 18.34%
3 Horizon Kinetics LLC 14,800 137,000 14.04%
4 First Allied Advisory Services, Inc. 12,974 120,000 12.30%
5 MORGAN STANLEY 12,574 116,000 11.89%
6 UBS AG 10,794 100,000 10.25%
7 ROYAL BANK OF CANADA 8,823 82,000 8.40%
8 WELLS FARGO & COMPANY/MN 2,890 27,000 2.77%
9 AMERICAN INTERNATIONAL GROUP, INC. 1,500 13,875 1.42%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.