| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | GUGGENHEIM CAPITAL LLC | 56,407 | 652,000 | 33.57% | ||
| 2 | MSI Financial Services Inc | 37,374 | 432,000 | 22.25% | ||
| 3 | Cetera Advisors LLC | 23,466 | 272,000 | 14.01% | ||
| 4 | IFC Holdings Incorporated/FL | 13,907 | 163,000 | 8.39% | ||
| 5 | MORGAN STANLEY | 14,026 | 162,000 | 8.34% | ||
| 6 | UBS Group AG | 7,554 | 87,000 | 4.48% | ||
| 7 | ROYAL BANK OF CANADA | 6,823 | 79,000 | 4.07% | ||
| 8 | DEUTSCHE BANK AG\ | 5,680 | 65,000 | 3.35% | ||
| 9 | BANK OF AMERICA CORP /DE/ | 1,702 | 20,000 | 1.03% | ||
| 10 | People's United Financial, Inc. | 500 | 6,000 | 0.31% | ||
| 11 | GENEOS WEALTH MANAGEMENT INC. | 379 | 4,000 | 0.21% | ||
| 12 | WELLS FARGO & COMPANY/MN | 1 | 0 | 0.00% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
